Search for: "Stanley Wells"
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8 Nov 2021, 1:17 pm
Thomas Hagan Morgan Stanley Wells Fargo Advisors, LLC Andre Labarbera Titus Rockefeller, LLC IFS Securities Michael Leahy First Standard Financial Company LLC Alexander Capital, LP David Levy Titus Rockefeller, LLC IFS Securities Leslie Markus Jr. [read post]
4 Nov 2021, 9:03 pm
EPA’s plan also instructed states to create rules and standards for existing oil and gas wells. [read post]
3 Nov 2021, 6:12 am
Rahn was previously registered with Deutsche Bank Securities, Morgan Stanley & Co, and Merrill Lynch, Pierce, Fenner & Smith between 1992 and 2010, as reported on his Brokercheck page. [read post]
3 Nov 2021, 6:12 am
Rahn was previously registered with Deutsche Bank Securities, Morgan Stanley & Co, and Merrill Lynch, Pierce, Fenner & Smith between 1992 and 2010, as reported on his Brokercheck page. [read post]
3 Nov 2021, 6:12 am
Rahn was previously registered with Deutsche Bank Securities, Morgan Stanley & Co, and Merrill Lynch, Pierce, Fenner & Smith between 1992 and 2010, as reported on his Brokercheck page. [read post]
2 Nov 2021, 8:49 am
The federal government is made up of the executive, legislative and judicial branches, and each province has three similar branches as well. [read post]
29 Oct 2021, 8:07 am
According to his FINRA Broker report, Welsh was reportedly affiliated with the following firms during his 17-year career in the securities industry: 09/07/2012 – 07/08/2021, WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616), FAIRFIELD, NJ 06/01/2009 – 10/05/2012, MORGAN STANLEY SMITH BARNEY (CRD#:149777), FAIRFIELD, NJ 04/02/2007 – 06/01/2009, MORGAN STANLEY & CO. [read post]
29 Oct 2021, 7:16 am
Duties include: (1) Participating in ACLU-WA’s race equity work; (2) Investigating, filing, and litigating through trial civil liberties and civil rights cases in both federal and state courts; (3) Maintaining an active docket of their own cases, typically with assistance from outside cooperating attorneys and a senior staff attorney, as wellas helping to supervise interns and fellows in the department; (4) Engaging in advocacy, coordinating with the various policy-focused attorneys and other… [read post]
26 Oct 2021, 2:00 am
About the Legal Scholarship Blog The Legal Scholarship Blog features law-related Calls for Papers, Conferences, and Workshops as well as general legal scholarship resources. [read post]
26 Oct 2021, 2:00 am
About the Legal Scholarship Blog The Legal Scholarship Blog features law-related Calls for Papers, Conferences, and Workshops as well as general legal scholarship resources. [read post]
11 Oct 2021, 7:59 pm
Federal government contractors and grant recipients should tighten cyber security policies, practices and internal controls to mitigate their exposure to civil False Claims Act claims by the Department of Justice (“DOJ”) under a new DOJ Civil Cyber-Fraud Initiative announced by DOJ last week. [read post]
8 Oct 2021, 4:00 am
Judy Chu, chair of the Congressional Asian Pacific American Caucus, said even if Grassley’s motives were well-intentioned, they came from a place of prejudicial views. [read post]
5 Oct 2021, 6:28 am
Justice Stanley Reed who sat on that court was known as a “swingman. [read post]
4 Oct 2021, 12:56 pm
Morgan; Deirdre Dunn, managing director and co-head of Global Rates at Citi; Matthew Hornback, managing director and global head of macro strategy at Morgan Stanley; Richard Chambers, global head of short end interest rates products at Goldman Sachs; William B. [read post]
30 Sep 2021, 6:00 am
In his article Cage for the Birds: On the Social Transformation of Chinese Law, 1999-2019, Sida Liu flips the metaphor that Stanley B. [read post]
24 Sep 2021, 4:00 am
National/Federal A Republican Fundraising Vendor Wants More Small-Dollar Contributors to Replace Vanishing PAC Money Campaigns and Elections – Staff | Published: 9/22/2021 A large Republican fundraising vendor is pushing its clients to reorient their strategies around small-dollar contributors as PAC donations have dried up in the wake of the January 6 insurrection and a move away from Washington, D.C. lobbying by corporations and trade associations. [read post]
22 Sep 2021, 12:35 pm
Morgan Stanley Brokers and brokerage firms are obligated to satisfy all FINRA arbitration judgements, without any unreasonable or unwarranted delay. [read post]
22 Sep 2021, 8:30 am
Morgan Stanley Smith Barney LLC Paul Vizanko Wells Fargo Clearing Services, LLC Merrill Lynch, Pierce, Fenner & Smith Incorporated For example, FINRA Rule 3240 governs borrowing and lending arrangements between registered investment advisors (RIAs) and customers of their member firm. [read post]
10 Sep 2021, 4:00 am
” Corporate Boards, Consulting, Speaking Fees: How U.S. generals thrived after Afghanistan MSN – Isaac Stanley-Becker (Washington Post) | Published: 9/4/2021 The failure of the American mission in Afghanistan became deadly apparent when the Afghan army collapsed as the Taliban took control. [read post]
6 Sep 2021, 5:27 am
Deluca, J.S.C.DECISION ON MOTION FOR SUMMARY JUDGMENT FILED BY WELLS FARGO CLEARING SERVICES, LLC d/b/a WELLS FARGO ADVISORSAPPEARANCES:Maximilian Rich, Esq.Conrad M. [read post]
