Search for: "State v. Hedge"
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23 Jul 2019, 6:00 am
United States. [read post]
22 Jul 2019, 2:00 pm
Title V creates a whole new disclosure regime for private funds. [read post]
19 Jul 2019, 1:06 pm
Clorox Co. v. [read post]
16 Jul 2019, 10:18 am
The RIA disproportionally allocated profitable trades to hedge funds of which the RIA’s portfolio manager was personally invested, while allocating less profitable trades to other clients, including a charitable foundation. [read post]
10 Jul 2019, 4:17 am
Overview of the Regulation A+ Offering Circular for Crypto Tokens By Bart Mallon Co-Managing Partner, Cole-Frieman & Mallon LLP It is generally accepted that the initial coin offering (ICO) from mid-2017 is dead and that firms raising money for their blockchain or token projects will need to do so in a way that is compliant with SEC laws and regulations. [read post]
8 Jul 2019, 10:25 am
State of New Jersey, et al. v. [read post]
2 Jul 2019, 5:38 am
Dagenhart and United States v. [read post]
13 Jun 2019, 12:34 pm
The five required sections/categories are as follows: (i) Introduction; (ii) Relationships and Services; (iii) Fees, Costs, Conflicts and Standards of Conduct; (iv) Disciplinary History; and (v) Additional Information. [read post]
10 Jun 2019, 12:39 pm
The Ninth Circuit found in Sulyma v. [read post]
10 Jun 2019, 8:56 am
In Monasky v. [read post]
5 Jun 2019, 10:03 am
Parker MacIntyre provides legal and compliance services to investment advisers, broker-dealers, registered representatives, hedge funds, and issuers of securities, among others. [read post]
16 May 2019, 2:07 pm
., et al. v. [read post]
16 May 2019, 8:00 am
” Cashman v. [read post]
10 May 2019, 4:30 am
United States v. [read post]
22 Apr 2019, 10:36 am
Ltd. v. [read post]
19 Apr 2019, 6:12 am
Rouhandeh, and Michael Kaplan, Davis Polk & Wardwell LLP, on Saturday, April 13, 2019 Tags: Bonds, Corporate fraud, DOJ, International governance, Misconduct, Rule 144, SEC, SEC enforcement, Securities litigation, Securities regulation, Volkswagen 2019 Proposed Amendments to DGCL Posted by John Mark Zeberkiewicz and Brigitte Fresco, Richards, Layton & Finger, P.A., on Saturday, April 13, 2019 Tags: Appraisal… [read post]
12 Apr 2019, 6:20 am
., on Friday, April 5, 2019 Tags: Board composition, Board leadership, Boards of Directors, California, Diversity, Institutional Investors, Institutional voting, Proxy advisors, SB 826, State law, Surveys Review and Analysis of 2018 U.S. [read post]
5 Apr 2019, 5:58 am
Bliss (University of San Diego), Peter Molk (University of Florida), and Frank Partnoy (University of California), on Monday, April 1, 2019 Tags: Hedge funds, Information environment, Market reaction, Mergers & acquisitions, Reputation, Securities regulation, Shareholder activism, Shareholder value, Short sales Proxy Preview 2019 Posted by Heidi Welsh (Si2), Michael Passoff (Proxy Impact), and Andrew Behar (As You Sow),… [read post]
22 Mar 2019, 1:29 pm
The Supreme Court affirmed as much in its 2015 decision in Zivotofsky v. [read post]
22 Mar 2019, 2:59 am
[Jay Schweikart on Cato amicus in case of U.S. v. [read post]
