Search for: "THE FINANCIAL SERVICES ROUNDTABLE"
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21 Apr 2007, 11:19 am
That said, the House Financial Services Committee chair does believe that boards of directors are not likely to disregard an advisory opinion from the shareholders.The Shareholder Vote on Executive Compensation Act (H 1257) also contains a separate advisory vote if a company gives a new, not yet disclosed, golden parachute to executives while simultaneously negotiating to buy or sell a company. [read post]
22 Oct 2015, 4:58 am
” As we have indicated in our comment letter to the CFPB on behalf of the American Bankers Association, Consumer Bankers Association and Financial Services Roundtable and in our recent legal alert about the CFPB’s outline of its proposal in anticipation of convening a SBREFA panel, we do not believe that the CFPB’s Arbitration Study or its report accompanying its proposal support a class action waiver ban or a finding that such a ban is “in the… [read post]
23 Mar 2009, 3:19 am
Meanwhile, a letter was written by the American Insurance Association, the National Association for Mutual Insurance Companies the Property Casualty insurers Association of America, the Financial Services Roundtable and the Reinsurance Association of America (the “Letter”), to the House subcommittee reviewing H.R. 1264. [read post]
3 Nov 2011, 2:00 am
Also on October 18th, Institutional Shareholder Services announced the opening of the comment period on its 2012 proxy voting policies. [read post]
14 Sep 2015, 5:13 am
This is especially relevant in a context where citizens think as consumers and expect levels of service delivery and engagements with government, and governmental services or processes, on par with that which they enjoy from trans-national corporations that manage (all social media operations on) the Internet. [read post]
18 May 2020, 1:54 pm
The second layer, the report notes, requires the U.S. to “deny benefits” to adversaries by securing “critical networks,” such as government servers, regional electrical grids, election software, and the systems that undergird the financial services and telecommunications industries. [read post]
18 May 2020, 1:54 pm
The second layer, the report notes, requires the U.S. to “deny benefits” to adversaries by securing “critical networks,” such as government servers, regional electrical grids, election software, and the systems that undergird the financial services and telecommunications industries. [read post]
4 Oct 2012, 10:09 am
Here are a few bullet points outlined by the Sacramento Business Journal for what “Senior Gateway” offers: *Avoiding and reporting abuse and neglect by in-home caregivers or in facilities *Preventing and reporting financial fraud, abuse and scams targeting seniors *Understanding health and long-term insurance *Locating services and programs available to assist older adults *Knowing your rights before buying insurance *Investing wisely and understanding the ins and outs… [read post]
22 Jul 2011, 5:53 am
Shapiro again on Oct. 8, 2010, at an SEC-Financial Services Roundtable meeting, at which Jamie Dimon of J.P. [read post]
22 Jul 2011, 5:47 am
Shapiro again on Oct. 8, 2010, at an SEC-Financial Services Roundtable meeting, at which Jamie Dimon of J.P. [read post]
26 Nov 2010, 10:18 am
Charles Prince, Citigroup: "Prince is currently Vice-Chairman of Stonebridge International[8] and serves in the influential trade group the Financial Services Forum, as well as a member of the Council of Foreign Relations, the Business Roundtable, and several other organizations" (link). [read post]
30 Jul 2020, 9:21 am
Regulatory guidance clarifying that approach would be tremendously helpful to the financial services industry, especially to provide more concrete guidance about the content, location and timing of such disclosures. [read post]
9 Mar 2015, 8:52 am
Alan represented the American Bankers Association, Consumer Bankers Association, and Financial Services Roundtable in responding to that request. [read post]
20 Mar 2013, 1:17 pm
Cultural Competency After the Repeal of the Defense Of Marriage Act Impact of Medicaid Managed Care SSP Professional MSA Administration Settlement Planning Tax Issues MSA Submissions QSF Administration and Panel Financial Needs, Products and Issues NSSTA Structuring MSAs Financial Security and Annuities Special Needs Trusts NAMSAP - Medicare Advantage Plans NAELA Long-Term Care Insurance Future of Long-Term Care SSP Funeral Trusts Social Security Disability Benefits Long Term… [read post]
14 May 2012, 5:00 am
Here are some of the issues I for discussion at the roundtable this week. [read post]
11 Apr 2013, 9:48 am
The letter was sent by the Consumer Bankers Association, the American Bankers Association, The Financial Services Roundtable and the Roundtable’s Housing Policy Council. [read post]
1 Dec 2012, 2:00 am
. **** December 2-4 Sponsor: Opal Event: Alternative Investing Summit Location: Dana Point, CA December 2-4 Sponsor: Marcus Evans Event: Private Wealth Management Summit Location: Las Vegas, NV December 2-5 Sponsor: IMN Event: Global Indexing & ETFs Conference Location: Phoenix, AZ December 3 Sponsor: 100WHF Event: Holiday Cocktails to Benefit DonorsChoose.org Location: Chicago, IL December 3 Sponsor: Catalyst Financial Event: Cap Intro: Emerging Markets / Commodities Alternative… [read post]
20 Sep 2023, 7:26 am
The FCA will be holding roundtable sessions over the coming months to help firms understand its expectations, best practices and measures to take to improve data accuracy and quality. [read post]
11 Apr 2024, 4:00 am
One of the important accomplishments of the access to justice movement in decades past has been convincing governments that access to justice is the financial responsibility of the state. [read post]
14 Mar 2012, 11:53 am
Location: New York, NY March 29, 2012 Sponsor: Financial Times Event: Hedge Fund Insights 2012 Location: New York, NY March 29, 2012 Sponsor: Financial Times Event: Investing in a Sustainable Future Location: New York, NY March 29 Sponsor: Managed Funds Association Event: Gaining Clarity on Pension and Endowment Allocations to Hedge Funds Location: New York, NY **** Cole-Frieman & Mallon LLP provides legal services for hedge fund managers and other groups within… [read post]
