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1 Dec 2011, 10:43 am
Eight more broker-dealers and 10 individuals have been sanctioned by the Financial Industry Regulatory Authority, or FINRA, and ordered to pay restitution totaling more than $3.2 million for selling interests in allegedly fraudulent private placements without having a reasonable basis for recommending the securities. [read post]
24 Feb 2020, 2:43 pm
Additional rebuttable presumptions of control include the first company (i) entering into any agreement, understanding, or management contract (other than to serve as investment adviser) with the second company, under which the first company directs or exercises significant influence or discretion over the general management, overall operations, or core business or policy decisions of the second company, (ii) controlling one third or more of the total… [read post]
30 Jun 2014, 11:25 am
Feinberg acknowledged that he has created a formula so to speak, on how to determine compensation amounts, however there is no limit on payments to individuals, nor for the total fund. [read post]
22 Sep 2009, 2:00 pm
all other employees or agents for whom a significant portion of total remuneration is variable and determined by performance measures. [read post]
3 Mar 2024, 6:52 am
The complaint further alleges that the company would go on to report three consecutive quarters of disappointing financial and operational results. [read post]
31 Mar 2014, 9:10 pm
If an accident does occur, financial liability for damages is shared between the U.S. government and the private launch company. [read post]
18 Jul 2017, 2:26 pm
Many consumer financial products like credit cards and bank accounts have arbitration clauses in their contracts that prevent consumers from joining together to sue their bank or financial company for wrongdoing. [read post]
21 Sep 2017, 8:03 am
The Commission proposes to limit the total annual contribution from the EU General Budget to 40% of the ESAs’ annual budget. [read post]
4 Jul 2017, 4:04 am
One survey showed that consumer packaged goods devote 24% of their total company budget on marketing. [read post]
27 Mar 2020, 3:38 pm
A subset of these funds is dedicated to the airline industry, subject to limits on these companies’ executive compensation. [read post]
18 Apr 2011, 1:55 am
With these three latest lawsuits, there have now been a total of 14 securities class action lawsuits filed against Chinese and China-liked companies in 2011, out of a total of about 61 securities lawsuits that have filed so far this year, meaning that the suits against Chinese companies represent about 23% of all securities lawsuits filed so far this year. [read post]
31 Oct 2017, 12:00 am
Pessina serves as a director for Galenice AG (a publically traded Swiss-Healthcare group) and a number of private companies including Spring Acquisitions Holdings Limited, Mr. [read post]
Lessons Learned: 3 Important Takeaways from the Recent Boeing Termination Settlement Appeal Decision
12 Feb 2014, 5:40 am
Accounting for termination liability costs does not increase the total value of the program. [read post]
14 Dec 2009, 4:28 am
The New Company Law also encourages shareholders to include provisions in the articles of association related to the financial management of the company. [read post]
20 Sep 2018, 6:00 am
Yet, a recent article by McKinsey & Company suggests that only 29 percent of divestitures achieve win-win scenarios, whereby both the parent company and divested business achieve excess total returns to shareholders (TRS) following the separation. [read post]
11 Feb 2018, 8:58 am
This can complicate matters as the total loss in terms of both property damage and personal injury can far exceed the policy limits on the alleged drunk driver’s auto liability policy. [read post]
12 Dec 2020, 4:00 am
Auditors found a one-year mowing contract was awarded for $26,000 to a company owned by a board member’s son even though the company was not the lowest bidder. [read post]
12 Dec 2020, 4:00 am
Auditors found a one-year mowing contract was awarded for $26,000 to a company owned by a board member’s son even though the company was not the lowest bidder. [read post]
19 Apr 2007, 12:22 am
Its RLLPs ended up with more than $26 million in total capitalization. [read post]
20 Jun 2020, 5:27 pm
Glancy Prongay & Murray LLP (“GPM”), a leading national shareholder rights law firm, today announced that it has commenced an investigation on behalf of ECMOHO Limited (“ECMOHO” or the “Company”) (NASDAQ: MOHO) investors concerning the Company and its officers’ possible violations of the federal securities laws. [read post]
