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15 May 2023, 9:12 am
“I congratulate all the graduating students who served on The Regulatory Review staff and wish them continued success in all that they will achieve in the years ahead,” Coglianese added. [read post]
5 Mar 2020, 4:36 am
This week, The Regulatory Review is sponsoring an online symposium discussing our paper and the implications of our arguments. [read post]
6 Sep 2011, 6:17 am
After the close of the comment period, the agency will review the comments, and, based on the feedback, determine whether to modify or repeal the rule to address the concerns raised, to reflect changes in the marketplace, or to reduce undue regulatory burden. [read post]
23 Oct 2020, 3:31 am
Securities Industry Commentator: A legal, regulatory, and compliance feed curated by veteran Wall Street lawyer Bill Singer http://www.rrbdlaw.com/5507/securities-industry-commentator/SEC Awards Over $10 Million to Whistleblower (SEC Release)Court Denies Jury Trial to Plaintiff Brummer in Defamation CaseCFTC’s Enforcement Division Issues Staff Guidance on Recognition of Self-Reporting, Cooperation, and RemediationFINRA Turns 300 Orally Authorized Trades Into 300 Trades Of… [read post]
1 Feb 2017, 6:00 am
On January 23, 2017, fourteen months after hosting a workshop to review the multi-device, multi-platform digital landscape, the FTC issued a staff report on cross-device tracking. [read post]
5 Sep 2022, 9:02 pm
The Regulatory Review invited ACUS staff and outside experts involved in developing these recommendations to share insights on the issues raised by these recommendations and their importance for improving administrative government. [read post]
26 Oct 2011, 9:59 am
GAAP for federal and state legislative and regulatory purposes and contractual covenants.The framework suggested by the SEC staff envisions the gradual implementation of IFRS into the US financial reporting system, blending the existing onvergence and endorsement approaches into what the staff calls ``condorsement. [read post]
27 Oct 2011, 9:24 am
"In July 28, 2008, FINRA’s Kansas City District Office received a document request from the Commission inspection staff. [read post]
7 Apr 2010, 11:20 am
The Committee received testimony from staff and members of the OSC and various stakeholders and ultimately recommended, among other things, that: In considering the OSC's response to the ABCP crisis, the Ministry of Finance review the scope of the OSC's public interest jurisdiction; The province establish a dedicated capital markets crime unit to investigate and prosecute capital market misconduct; The government give priority to legislative amendments… [read post]
27 Aug 2020, 9:18 am
Supreme Court may well decide whether to review Federal Communications Commission, et al. v. [read post]
17 Oct 2022, 1:39 pm
Their reasons range and include recognizing and retaining nonlawyer staff and raising capital to invest in technology or marketing. [read post]
2 Apr 2017, 9:30 pm
” Still, neither Bolten nor Shelanski explicitly mentioned the Congressional Review Act in their memos to agencies. [read post]
2 Apr 2017, 9:30 pm
” Still, neither Bolten nor Shelanski explicitly mentioned the Congressional Review Act in their memos to agencies. [read post]
12 Jan 2021, 9:03 pm
” Once President-Elect Biden takes office, he may strategically use the Congressional Review Act to undo many regulations issued during the midnight period—an effort that will be made easier now that Democrats control Congress.The post A Primer on Midnight Regulations first appeared on The Regulatory Review. [read post]
11 May 2011, 4:50 am
Corp Fin's Revised "Completion of '34 Act Filing Review" Notice Corp Fin has posted a "Division Announcement" on its web page that states: Beginning May 9, 2011, the letter the Division staff will send to companies upon completion of the review of their Exchange Act filings will contain the following paragraph: "We have completed our review of your filing[s]. [read post]
6 May 2014, 1:00 pm
Staff should receive training on the policy and periodic audits should be undertaken to ensure compliance. [read post]
25 Jan 2017, 12:50 pm
Relying on the Regulatory Planning and Review Executive Order (“E.O. [read post]
25 Jan 2017, 12:50 pm
Relying on the Regulatory Planning and Review Executive Order (“E.O. [read post]
14 Feb 2017, 7:23 am
The report sets the stage by describing how cross-device tracking works, noting its “benefits and challenges,” and reviewing (and largely commending) current industry self-regulatory efforts. [read post]
4 Apr 2022, 12:10 pm
Companies subject to SAB 121 should review the full text of the guidance and consult with their accountants as they prepare their upcoming financials statements. [read post]
