Search for: "Trustees of the Industry Fund"
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13 Jun 2018, 10:14 am
She has been permanently barred from the industry. [read post]
10 Jun 2018, 6:18 am
Kitts entered the securities industry in 1997. [read post]
31 May 2018, 3:00 am
They must be structured as a corporation, business trust or similar association and be managed by a board of directors or trustees. [read post]
18 May 2018, 12:50 pm
Wells Fargo Named in Whistleblower Lawsuit by Pension Fund The Chattanooga Fire and Police Pension Fund is accusing Wells Fargo (WFC) , a fund trustee, of acting erroneously by keeping the fee rebates of mutual fund fees that should have been issued to the pension fund. [read post]
11 May 2018, 7:22 am
This was the single biggest loss out of more than 1,000 failures in the savings and loan industry. [read post]
8 May 2018, 11:54 pm
[The case is The Chemical Industries National Provident Fund v Tristar Investments] [read post]
30 Apr 2018, 9:01 pm
For example: What difference does it make if “securities” are described as “products,” and brokers, managers, advisers and mutual funds in the financial system are called an “industry”? [read post]
26 Apr 2018, 7:39 am
In some circumstances (where, for example, the industrial practice is such that the use of labour and material payment bonds to offset the risks arising from unpaid subcontractors are common), it may well be that very little, or even nothing, will be required on the part of a trustee to notify potential beneficiaries of the trust’s existence. [read post]
25 Apr 2018, 9:00 pm
In some circumstances (where, for example, the industrial practice is such that the use of labour and material payment bonds to offset the risks arising from unpaid subcontractors are common), it may well be that very little, or even nothing, will be required on the part of a trustee to notify potential beneficiaries of the trust’s existence. [read post]
10 Apr 2018, 2:40 pm
This Article considers the corporate social responsibilities of financial institutions, including sovereign wealth funds, for the conduct of their borrowers. [read post]
5 Apr 2018, 8:24 am
Similar to the SEC, the Financial Industry Regulatory Authority, Inc. [read post]
3 Apr 2018, 9:22 pm
In fact, the Royal Commission into Misconduct in the Banking, Superannuation and Financial Services Industry that is currently underway scrutinises the behaviour of not only banks and ADIs, but also that of superannuation funds, insurers and other financial service providers. [read post]
3 Apr 2018, 6:50 am
Silver (See above for address)LEAD ATTORNEYATTORNEY TO BE NOTICEDAmicusStructured Finance Industry Group, Inc.represented byA. [read post]
27 Mar 2018, 5:02 pm
The Access Loans were originated, marketed, guaranteed, funded and subsequently purchased by Access. [read post]
21 Mar 2018, 7:53 am
Franco, who was acting in his role and trustee of his law firm’s pension plan, at the end of the hearing, requested damages of $5,161,273 for “trading losses” or $3,429,438 for “net out-of-pocket losses. [read post]
13 Mar 2018, 7:18 am
Many times a number of companies fall within the definition of an investment company because operating companies have large amounts of assets invested in cash management instruments, government securities and money market funds. [read post]
13 Mar 2018, 7:18 am
Many times a number of companies fall within the definition of an investment company because operating companies have large amounts of assets invested in cash management instruments, government securities and money market funds. [read post]
13 Mar 2018, 7:18 am
Many times a number of companies fall within the definition of an investment company because operating companies have large amounts of assets invested in cash management instruments, government securities and money market funds. [read post]
27 Feb 2018, 2:27 pm
’” Applying that reasoning, the disposition of the case is straightforward: The trustee identified a purchase of stock as a fraudulent transfer (because the stock did not provide fair value for the transferred purchase price); the use of securities intermediaries to finalize the transfers of the stock and funds does not justify exempting the transaction from the ordinary application of the avoidance powers of the bankruptcy court. [read post]
27 Feb 2018, 10:44 am
Id. at 1120 (comparing holdings in Trinity Industries, Inc. v. [read post]
