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7 Apr 2010, 3:44 pm by admin
– The Associated Press, March 22, 2010 An Iowa dairy operation has agreed to pay more than $26,000 in civil penalties for discharging animal waste without the proper permits. [read post]
Editor’s Note: Charles Nathan is Of Counsel at Latham & Watkins LLP and is co-chair of the firm’s Corporate Governance Task Force. [read post]
5 Feb 2010, 4:34 am by JW Verret
I had the opportunity to present Treasury Inc.: How the Bailout Reshapes Corporate Theory and Practice at the American Association of Law Schools conference session on Business Associations in January. [read post]
21 Dec 2009, 3:06 am
Speakers: Michael Jay Broyde (Emory University), Yusuf Talal DeLorenzo (Shariah Capital Inc., Connecticut), Talal Y. [read post]
13 Nov 2009, 4:19 pm
Our securities fraud lawyers continue to represent clients with ARS claims against broker-dealers that misled them about the risks associated with these investments. [read post]
3 Nov 2009, 3:41 am
They also alleged that Vinar was negligent in failing to seek reformation of the National Association of Securities Dealers, Inc., Form U-5 (hereinafter the U-5), provided by the plaintiff's employer to remove an allegedly false or defamatory statement contained therein regarding the reason for the termination of her employment. [read post]
29 Oct 2009, 9:09 am by Fred Goldsmith
" Sponsors of the program were the Allegheny County Bar Associations Federal Court Section, the Judges of the U.S. [read post]
17 Oct 2009, 5:22 pm
  Win, lose, settle, enjoin (at Charon QC) or simply give up (6 Ways We Gave Up Our Privacy at CSO Security and Risk). [read post]
12 Oct 2009, 7:38 am
  The courts in various states have reasoned that the homeowner’s association’s lien on the property for unpaid assessments constitutes an interest in real estate to secure debt and therefore can be foreclosed upon. [23]  Furthermore, most state statutes contain a provision allowing foreclosure for unpaid assessments. [24]  Therefore, the legality of the foreclosures is not an issue in this case,… [read post]
1 Sep 2009, 3:08 pm
 Some of TRG’s customers used the registered representative to buy and sell securities through a third party broker/dealer known as Security Services Network, Inc. [read post]
24 Aug 2009, 3:46 pm
 Before engaging in activities as a registered representative for a FINRA-member firm, all registered representatives of broker-dealers, investment advisors, and securities issuers must sign a “Uniform Application for Securities Industry Registration or Transfer,” also known as Form U-4. [read post]
9 Jul 2009, 12:10 pm
  The panelists included the Canadian Association of Internet Providers, CIPPIC on behalf of the Campaign for Democratic Media (CDM) (who brought experts Dr. [read post]