Search for: "U.S. Commodity Futures Trading Commission"
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7 Jul 2021, 12:31 pm
On July 6, President Biden signed into law emergency legislation to fund the Commodity Futures Trading Commission (CFTC) Whistleblower Program. [read post]
30 Jun 2021, 12:08 pm
Individuals can disclose information relevant to potential FCPA violations to either the SEC or the Commodity Futures Trading Commission (CFTC). [read post]
30 Jun 2021, 12:08 pm
Individuals can disclose information relevant to potential FCPA violations to either the SEC or the Commodity Futures Trading Commission (CFTC). [read post]
25 Jun 2021, 10:20 am
Senior officials from the Securities and Exchange Commission, Federal Deposit Insurance Corporation, Commodity Futures Trading Commission, Federal Reserve Board, and the Bank of England convened a virtual meeting today to discuss certain issues…Read the Full Press ReleaseHave a securities law question? [read post]
23 Jun 2021, 11:54 am
House of Representatives passed emergency legislation to fund the Commodity Futures Trading Commission (CFTC) Whistleblower Program. [read post]
17 Jun 2021, 7:32 am
"The Commodity Futures Trading Commission Whistleblower office is at risk of running out of money and the actions we take today will spare them having to furlough employees that process these whistleblower awards and those that educate folks in industry so they know about the program and know where to go to sound the alarm on bad actors," said Chairman David Scott. [read post]
9 Jun 2021, 6:00 am
Commodity Futures Trading Commission (CFTC) and the Securities and Exchange Commission (SEC) in 2014, and is patiently awaiting the outcome. [read post]
8 Jun 2021, 8:07 am
Commodity Futures Trading Commission (CFTC) Whistleblower Program and the U.S. [read post]
7 Jun 2021, 5:00 am
The day’s first panel examined cap-and-trade programs in the U.S., European Union, and United Kingdom, as well as lessons learned from these programs and ways in which they may evolve in the future. [read post]
3 Jun 2021, 9:03 pm
Senate unanimously approved a bill to save the Commodity Futures Trading Commission’s (CFTC) whistleblower program. [read post]
3 Jun 2021, 3:00 am
Water futures are distinct from other commodity futures because they do not increase the supply of water nor can the purchase of water futures facilitate moving water between locations. [read post]
3 Jun 2021, 3:00 am
Water futures are distinct from other commodity futures because they do not increase the supply of water nor can the purchase of water futures facilitate moving water between locations. [read post]
1 Jun 2021, 1:56 pm
Commodity Futures Trading Commission (CFTC) announced four separate whistleblower awards issued over the previous month. [read post]
28 May 2021, 12:35 pm
Senate unanimously passed legislation to fund the Commodity Futures Trading Commission (CFTC) Whistleblower Program. [read post]
25 May 2021, 9:27 am
Commodity Futures Trading Commission (CFTC) posted a Notice of Covered Action (NCA) for a case in which a Virginia man was ordered to pay more than $5 million for committing futures and options fraud. [read post]
13 May 2021, 2:16 pm
In addition to commodities and other physical trading, futures trading has expanded into the financial industries. [read post]
12 May 2021, 11:13 am
Commodity Futures Trading Commission (CFTC) Whistleblower Program is facing a financial crisis. [read post]
10 May 2021, 7:16 am
” Gensler noted, “Right now, the exchanges trading in these crypto assets do not have a regulatory framework, either at the SEC or our sister agency, the Commodity Futures Trading Commission. [read post]
7 May 2021, 10:17 am
When it comes to their respective whistleblower programs, the Commodity Futures Trading Commission (CFTC) does not get the same respect or attention the Securities and Exchange Commission (SEC) does. [read post]
4 May 2021, 11:11 am
Securities and Exchange Commission and the Commodity Futures Trading Commission as effective models. [read post]
