Search for: "U.S. Equity, LLC" Results 301 - 320 of 1,254
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4 Nov 2011, 10:48 am
UBS Securities LLC was fined $12 million and censured by the Financial Industry Regulatory Authority, or FINRA, for widespread system deficiencies and a failure to supervise that led to tens of millions of improper short sales. [read post]
23 Feb 2024, 6:30 am
Tharp, HR Policy Association, on Sunday, February 18, 2024 Tags: equity, Executive Compensation, executive pay, Incentives, LTI, pay versus performance Securities Law: Year in Review Posted by Stephen Blake, Craig Waldman, and Jonathan Youngwood, Simpson Thacher & Bartlett LLP, on Monday, February 19, 2024 Tags: circuit courts, Delaware Court of Chancery, SEC, securities law, U.S. [read post]
23 Feb 2024, 6:30 am
Tharp, HR Policy Association, on Sunday, February 18, 2024 Tags: equity, Executive Compensation, executive pay, Incentives, LTI, pay versus performance Securities Law: Year in Review Posted by Stephen Blake, Craig Waldman, and Jonathan Youngwood, Simpson Thacher & Bartlett LLP, on Monday, February 19, 2024 Tags: circuit courts, Delaware Court of Chancery, SEC, securities law, U.S. [read post]
31 Jul 2011, 2:01 pm
A nationwide unemployment rate hovering around 9 percent as well as shrinking home equity are also factors. [read post]
16 Nov 2009, 7:10 am by Sarah Zanoff
From December 2003 to January 2005, Lara used office space in Irving for his fake firm, Atlantic Equity and Investments LLC. [read post]
1 Jul 2008, 7:29 pm
Page Perry, LLC is an Atlanta-based law firm with over 125 years collective experience representing investors in securities-related litigation and arbitration. [read post]