Search for: "U.S. SECURITIES AND EXCHANGE COMMISSION" Results 301 - 320 of 10,066
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3 Aug 2011, 2:36 am by JA Hodnicki
Department of Justice, the Securities and Exchange Commission, and other regulatory... [read post]
22 Jan 2015, 4:27 pm by Legal Profession Prof
Securities and Exchange Commission on Monday resolved its... [read post]
5 May 2010, 4:29 am by By DEALBOOK
Not content with rooting out fraud in the banking sector, the Securities and Exchange Commission has begun an investigation into companies that do business in the countries designated by the U.S. [read post]
17 Dec 2010, 10:12 am by Jenna Greene
Securities and Exchange Commission announced today that Stephen Cohen has been appointed as an associate director of the Division of Enforcement. [read post]
13 Oct 2010, 1:25 pm by Mike Scarcella
Securities and Exchange Commission for improper accounting and disclosure violations, telling a federal judge in Washington that the deal was in the best... [read post]
31 Dec 1969, 4:00 pm by Tom Zimpleman
Securities Exchange Commission, said last year that a proposal requiring companies to make mandatory disclosures about climate change would be forthcoming. [read post]
5 Aug 2014, 2:00 pm by Gerry W. Beyer
Securities and exchange Commission has said that Samuel and the estate of Charles Wyly ought to pay as much as &750 million for using a web of offshore trusts to illegally hide stock holdings and... [read post]
3 Aug 2011, 2:36 am by JA Hodnicki
Department of Justice, the Securities and Exchange Commission, and other regulatory... [read post]
11 Oct 2021, 9:01 am by CBaker
Securities and Exchange Commission (SEC) and provided internal Facebook documents to Congress and to the press. [read post]
3 Aug 2011, 2:36 am by JA Hodnicki
Department of Justice, the Securities and Exchange Commission, and other regulatory... [read post]
3 Aug 2011, 2:36 am by JA Hodnicki
Department of Justice, the Securities and Exchange Commission, and other regulatory... [read post]
30 Mar 2011, 12:02 am by CorporateAcquisitions MergerLawBlogger
Securities and Exchange Commission (SEC) had cleared the trading of contingent value rights (CVR) under the ticker GCVRZ.O. [read post]
20 Oct 2010, 4:16 am by By DEALBOOK
Securities and Exchange Commission sued two Georgia-based hedge-fund managers, claiming they defrauded investors by overvaluing illiquid assets to hide losses and collect higher management fees. [read post]
11 Oct 2021, 9:01 am by CBaker
Securities and Exchange Commission (SEC) and provided internal Facebook documents to Congress and to the press. [read post]
13 Sep 2010, 11:47 am
The Securities and Exchange Commission tried to defend its offered $75 million settlement with Citigroup after expressions of frustration and skepticism by U.S. [read post]
29 Sep 2010, 10:03 am by Jenna Greene
Chamber of Commerce and the Business Roundtable filed suit against the Securities & Exchange Commission today, objecting to new proxy access rules for nominating corporate directors. [read post]
3 Aug 2011, 2:36 am by JA Hodnicki
Department of Justice, the Securities and Exchange Commission, and other regulatory... [read post]