Search for: "UBS Investment Bank"
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11 Jul 2012, 10:34 am
Does UBS have anything to do with why he closed down the account? [read post]
5 Jul 2012, 6:06 pm
UBS (UBS) and Morgan Stanley (MS) have also attempted to target mom and pop investors. [read post]
23 Jun 2012, 3:28 pm
Gregoriou worked for the UBS AG (UBS) unit from ’07 to ’09. [read post]
21 Jun 2012, 8:13 am
Brokerage firms around the country such as Wachovia Securities n/k/a Wells Fargo Securities, Morgan Stanley, UBS, Smith Barney, Merrill Lynch, Bank of America and many others were actively engaged in the selling of Fannie Mae preferred stock to their customers in secondary public offerings and in the aftermarket. [read post]
20 Jun 2012, 6:59 pm
Analysts at investment bank UBS believe the figure may be closer to €120 billion . . . [read post]
17 Jun 2012, 7:36 am
Moreover, neither the UB report, the UB Institute, nor the UB press release disclose the extensive industry ties of the report’s authors. . . . [read post]
17 Jun 2012, 7:32 am
Moreover, neither the UB report, the UB Institute, nor the UB press release disclose the extensive industry ties of the report’s authors. . . . [read post]
12 Jun 2012, 7:43 pm
Mendenhall against UBS Financial Securities. [read post]
7 Jun 2012, 12:58 pm
He led the investigations and prosecutions into the UBS offshore banking and KPMG tax shelter cases. [read post]
10 May 2012, 1:05 pm
UBS said on Thursday that it has hired Peter Baccile as a joint global head of real estate, leisure and lodging investment banking. [read post]
7 May 2012, 7:09 am
Citigroup Global Markets Inc., Morgan Stanley, UBS Financial Services Inc. and Wells Fargo recently agreed to pay $9.1 million to settle allegations that they sold leveraged and inverse exchange-traded funds to clients who had no business investing in the complex instruments. [read post]
5 May 2012, 11:25 am
One done by Credit Suisse and the other by the Swiss banking giant, UBS. [read post]
4 May 2012, 6:44 am
Earlier this week, leveraged and inverse ETFs took center stage when the Financial Industry Regulatory Authority (FINRA) levied $9.1 million in penalties on four major banks – Citigroup Global Markets, Morgan Stanley & Co., UBS Financial Services and Wells Fargo Advisors – for their role in selling the risky investments to retail clients who, because of their conservative risk profiles, should never have purchased them. [read post]
2 May 2012, 12:09 am
The Swiss bank's profit fell to $910 million after income in its investment banking unit declined and the firm took an accounting charge on its own debt. [read post]
10 Apr 2012, 5:55 pm
It is being reported in the Investment News that Igor Olenicoff, a wealthy real estate developer, has filed suit against UBS over his claim that the bank bears blame for his failure to declare $200 million in offshore accounts on U.S. tax returns. [read post]
9 Apr 2012, 9:23 am
Omar Jaffrey, who spent nine years as a managing director at UBS, will focus on advising technology and media clients at TAP, a boutique investment bank. [read post]
6 Apr 2012, 2:05 pm
According to Cerulli Associates, Bank of America Merrill Lynch (BAC), Wells Fargo (WFC), Morgan Stanley Smith Barney (MS), and UBS (UBS)—essentially, the largest financial firms—will see their portion of the high-net-worth market continue to get smaller. [read post]
4 Apr 2012, 8:59 pm
-> Business Insider: UBS Declares The 'End Of An Era' For The Chinese Yuan http://t.co/zdKFObBa I'm glad that's over. [read post]
4 Apr 2012, 2:57 am
HSH-Nordbank tried to make the case that it was just a simple commercial bank hardly capable of understanding the big-city-type investment product UBS was offering… which must have been hysterical to watch especially with Goldmanite and zillionaire, Flowers on everyone’s mind at least once or twice during the case. [read post]
22 Mar 2012, 9:58 am
Andrea Orcel, the chairman of global banking and markets at Bank of America, has been tapped to be the co-head of investment banking at UBS, the bank said on Thursday. [read post]
