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24 May 2009, 11:37 pm
See Lumileds Lighting U.X., LLC v. [read post]
26 Dec 2015, 7:07 am
Recently, the Securities and Exchange Commission (SEC) filed an amended complaint. [read post]
16 Mar 2014, 10:01 pm
” FDA’s Clarification In an email exchange, a FDA spokeswoman clarified that a manufacturer may be able to make a GRAS determination and maintain non-critical trade secrets information for that substance: “If the company’s trade secret information is critical to its GRAS determination, then the use of the ingredient is not eligible to be GRAS. . . . [read post]
18 Mar 2024, 2:05 pm
Securities and Exchange Commission (SEC) charged 17 individuals with orchestrating a $300 million Ponzi scheme involving CryptoFX LLC. [read post]
22 Apr 2011, 10:11 am
Tomassi Law Associates, LLC www.attorney-ri.com 1-888-RI-LAWLINEWASHINGTON, DC – The Secretary General of the Organization of American States (OAS), José Miguel Insulza, and the President of the International Criminal Court (ICC), Sang-Hyun Song, today held an exchange of letters for the establishment of a Cooperation Agreement between the two institutions on issues of common interest, such as the promotion and dissemination of international criminal law and the Rome… [read post]
21 Nov 2011, 2:26 pm
The Securities and Exchange Commission has charged Garfield M. [read post]
24 Feb 2014, 2:24 pm
The Financial Industry Regulatory Authority (FINRA) sanctioned brokerage firm PNC Investments LLC, (PNC) concerning allegations from January 2008, through June 2009, PNC failed to establish a supervisory system, including written procedures, reasonably designed to achieve compliance with the FINRA rules in connection with the sale of leveraged, inverse, and inverse leveraged Exchange-Traded Funds (Non-Traditional ETFs). [read post]
Multiple Brokers, Traders, and Companies have Been Charged with Investment Fraud Related to COVID-19
24 Aug 2020, 10:49 am
To schedule a free consultation with a securities fraud attorney at Zamansky LLC, call us at 212-742-1414 or request an appointment online today. [read post]
Multiple Brokers, Traders, and Companies have Been Charged with Investment Fraud Related to COVID-19
24 Jul 2020, 9:33 am
To schedule a free consultation with a securities fraud attorney at Zamansky LLC, call us at 212-742-1414 or request an appointment online today. [read post]
18 Apr 2016, 9:15 am
They are also alleged to have diverted approximately $385,000 to Quay, who is alleged to have used the funds for his own personal trading. [read post]
30 Sep 2023, 11:28 am
The post What to Do if You’ve Been Arrested for Using SkipTheGames.com appeared first on Worgul, Sarna & Ness, Criminal Defense Attorneys, LLC. [read post]
1 Oct 2018, 1:04 pm
In multiple federal civil complaints alleging binary options fraud, the US Securities and Exchange Commission is accusing a number of marketers of defrauding at least 75,000 investors—including retired investors and other retail investors, through the use videos that made false promises that they could make money fast. [read post]
7 Sep 2020, 9:00 pm
The CFTC charged McDonald and PPR with fraud and misappropriation in relation to an off-exchange foreign currency (forex) trading scheme. [read post]
8 Sep 2020, 6:40 am
The CFTC charged McDonald and PPR with fraud and misappropriation in relation to an off-exchange foreign currency (forex) trading scheme. [read post]
10 Feb 2010, 2:03 am
Cherrydale Fundraising, LLC, C.A. [read post]
13 Nov 2015, 5:05 pm
The recent speculation that the Federal Reserve may increase U.S. interest rates may be the reason one popular exchange traded fund ETF is on the rise. [read post]
24 Jun 2011, 9:00 am
The Federal Trade Commission has filed an amicus brief in the U.S. [read post]
4 Aug 2014, 8:41 am
Holloway of San Diego, California, and US Ventures, LLC of Salt Lake City, Utah. [read post]
12 Dec 2023, 9:55 am
He is barred from placing any trades using unsettled cash. [read post]
26 Dec 2013, 3:31 am
According to the SEC's order, the ConvergEx brokerages involved in the scheme were G-Trade Services LLC, ConvergEx Global Markets Limited, and ConvergEx Execution Solutions LLC. [read post]
