Search for: "US Trade and Exchange, LLC"
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28 Jun 2022, 5:26 am
Contact the Investment Loss Attorneys at Zamansky LLC If you need to know about seeking to recover fraudulent investment losses in FINRA arbitration, we encourage you to contact us for a complimentary consultation. [read post]
21 Jun 2022, 1:21 pm
Contact us today at (800) 975-4345 and let us know how we can help. [read post]
13 Jun 2022, 3:55 am
Bitcoin ATMs look like traditional ATMs, but they allow the user to exchange fiat currency for cryptocurrency, or to trade one type of cryptocurrency for another. [read post]
10 Jun 2022, 11:26 am
” Upon further review of the email exchange, the attorney determined this was a scam. [read post]
10 Jun 2022, 7:22 am
Rather, Apple is setting up its own unit, to be called Apple Financing LLC. [read post]
9 Jun 2022, 11:40 am
The Securities and Exchange Commission has filed fraud charges against a Detroit-based hedge fund and its owner for allegedly engaging in a multiyear scheme that included misappropriating and misusing investors’ funds for personal use, including for jewelry, and credit card payments, and his wife’s business. [read post]
8 Jun 2022, 9:01 pm
In 2009, off-exchange trading accounted for a quarter of U.S. equity volume. [read post]
3 Jun 2022, 6:49 am
Following the meeting, He pledged support for the sector and plans for internet companies to pursue overseas listings, though “significant issues remain” in reaching a deal with the U.S. given the Securities and Exchange Commission’s concerns about the auditing compliance of Chinese companies listed on U.S. stock exchanges. [read post]
2 Jun 2022, 7:30 pm
According to the news release, GWG and its subsidiaries, GWG Life, LLC and GWG Life USA, LLC, have filed voluntary Chapter 11 petitions in the U.S. [read post]
25 May 2022, 6:22 am
" Here, the exchanges argued that the rule will, among other outcomes, stifle innovation, drive order flow to "dark" trading venues, and deprive the exchanges of a source of revenue. [read post]
23 May 2022, 5:45 pm
LLC (AGI US) and three former senior portfolio managers with a massive fraudulent scheme that concealed the immense downside risks of a complex options trading strategy they called “Structured Alpha. [read post]
20 May 2022, 6:44 am
The SEC’s order finds that Wells Fargo Advisors, which is the trade name used by Wells Fargo Clearing Services, LLC, a registered broker-dealer and investment adviser subsidiary of Wells Fargo & Company, violated Section 17(a) of the Securities Exchange Act and Rule 17a-8. [read post]
19 May 2022, 9:03 am
To learn more, please see: Risks of Investing in Leveraged and Inverse Exchange-traded Funds (ETFs) The post Investor Alert: Direxion Daily 7-10 Year Treasury Bull 3x Shares (TYD) appeared first on The White Law Group. [read post]
18 May 2022, 1:17 pm
(See: 5 Firms Charged with Exchange-Traded Products Violations.) [read post]
17 May 2022, 12:30 pm
LLC (AGI US) and three former senior portfolio managers with a major fraudulent scheme that hid the immense downside risks of a complex options trading strategy they called “Structured Alpha. [read post]
17 May 2022, 6:50 am
LLC (AGI US) and three former senior portfolio managers with a massive fraudulent scheme that concealed the immense downside risks of a complex options trading…Read the Full Press ReleaseHave a securities law question? [read post]
16 May 2022, 11:49 am
In 2019, 23 State Attorneys General urged ALI members to reject the draft Restatement, concluding it “represents an abandonment of important principles of consumer protection in exchange for illusory benefits. [read post]
16 May 2022, 3:27 am
"] In re Milstead Technologies, LLC, Serial No. 88933287 (May 10, 2022) [not precedential] (Opinion by Judge Angela Lykos). [read post]
4 May 2022, 9:01 pm
Nasdaq’s Board Diversity Rule, approved by the Securities and Exchange Commission (SEC) in August 2021, is the subject of an ongoing, high stakes court battle in the United States Court of Appeals for the Fifth Circuit. [read post]
2 May 2022, 4:09 am
., Serial No. 90002396 [Section 2(d) refusal of FLEXA CAPACITY for "Providing electronic processing of collateralized cryptocurrency payments via a secure global computer network; collateralized cryptocurrency exchange services," in view of the registered mark CAPACITY for, inter alia, "electronic payment, namely, electronic processing and transmission of bill payment data" and "exchange services in the nature of execution, clearing, reconciling and… [read post]
