Search for: "United States Securities and Exchange Commission"
Results 301 - 320
of 5,168
Sort by Relevance
|
Sort by Date
1 Aug 2023, 4:27 pm
The United States Securities and Exchange Commission (“SEC”), for example, has focused on ESG by investigating and taking action against companies that tout business practices such as consideration of environmental sustainability, but fail, in practice, to live up to their claims. [read post]
1 Aug 2023, 7:28 am
” Kohn explains that following the passage of the Dodd-Frank Act, the Securities and Exchange Commission (SEC) and Commodity Futures Trading Commission (CFTC) did not predict the transnational reach of their programs and did not involve global actors in their rulemaking process. [read post]
1 Aug 2023, 6:06 am
FINRA is a non governmental organization that regulates the securities industry in the United States. [read post]
31 Jul 2023, 6:34 pm
My personal favorite: "(PP17) Recognizing the contribution and complementary role that the United Nations Guiding Principles on Business and Human Rights: Implementing the United Nations “Protect, Respect and Remedy” Framework have played in that regard and to advancing respect for human rights in the business activities. [read post]
31 Jul 2023, 10:21 am
Companies that are subject to the registration and disclosure requirements of the United States Securities Act and Securities Exchange Act face the challenge of complying with a broad variety of detailed regulations addressing their disclosure and reporting obligations. [read post]
30 Jul 2023, 9:01 pm
United States Strategy on Countering Corruption The U.S. [read post]
30 Jul 2023, 10:55 am
Jean Carroll whom he accused of lying about her sexual assault at Trump’s hands; and his company is embroiled in Securities and Exchange Commission (SEC) charges against three business associates with his eponymous Trump Media & Technology Group Corporation (TMTG). [read post]
28 Jul 2023, 6:26 pm
Increasing geopolitical and economic tensions between China and the United States have put pressure on the European Union to position itself in a complex triangle. [read post]
28 Jul 2023, 12:43 pm
On July 26, 2023, the Securities and Exchange Commission (“SEC”) adopted its long-anticipated cybersecurity reporting rule (the “Final Rule”). [read post]
28 Jul 2023, 12:26 pm
The Securities Exchange Commission recently adopted regulations which will have an impact on publicly traded hotel companies that suffer a data breach. [read post]
28 Jul 2023, 7:34 am
Visa said in a regulatory filing made Wednesday with the Securities and Exchange Commission (SEC) that the DOJ sought more information about debit cards and other payment methods, according to the report. . . . [read post]
28 Jul 2023, 4:00 am
They have already played a pivotal role in turning several red states blue and they could play an equally decisive role in key swing states next year. [read post]
28 Jul 2023, 4:00 am
Second, paragraph (c) of Item 1.05 provides a framework for delaying the filing of an Item 1.05 Form 8-K if the United States Attorney General determines that immediate disclosure would pose a substantial risk to national security or public safety and notifies the SEC of such determination in writing. [read post]
26 Jul 2023, 10:50 am
The disclosure may be delayed if the United States Attorney General determines that immediate disclosure would pose a substantial risk to national security or public safety and notifies the Commission of such determination in writing. [read post]
24 Jul 2023, 12:19 pm
The Securities and Exchange Commission today announced settled fraud charges against Digital World Acquisition Corporation (DWAC), a special purpose acquisition company (SPAC), for making material misrepresentations in forms filed with the SEC as part of DWAC’s initial public offering and proposed merger with Trump Media & Technology Group Corp. [read post]
24 Jul 2023, 11:28 am
FINRA is a non governmental organization that regulates the securities industry in the United States. [read post]
24 Jul 2023, 5:55 am
Efrat Sopher from the United Kingdom and Sonat Birnecker Hart from the United States; Konstanty Gebert, a prominent Polish-Jewish journalist and author who had been a war correspondent during the 1990s in the former Yugoslavia; members of the WJC’s Jewish Diplomatic Corps, the organization’s flagship future leadership division, from Bosnia, Germany, Israel, Sweden, the United Kingdom and the United States; and members of the… [read post]
21 Jul 2023, 7:53 am
In the United States, a company can resolve an FCPA case through a DPA. [read post]
20 Jul 2023, 10:00 pm
In the United States, the industry awaits a final ESG disclosure rule for funds and advisers from the US Securities and Exchange Commission, while the US Department of Labor recently eased ERISA-regulated retirement plan fiduciaries’ paths to considering certain ESG factors in making investment decisions. [read post]
20 Jul 2023, 10:00 pm
In the United States, the industry awaits a final ESG disclosure rule for funds and advisers from the US Securities and Exchange Commission, while the US Department of Labor recently eased ERISA-regulated retirement plan fiduciaries’ paths to considering certain ESG factors in making investment decisions. [read post]
