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Silverton Financial Services, Formerly The Bankers Bank, Files Chapter 7 Petition After Being Closed By FDIC

15 Jun 2009, 2:51 pm

   From a June 6, 2009 Wall Street Journal article - The Federal Deposit Insurance Corp. has decided to wind down Silverton Bank, the failed Atlanta "bankers' bank," instead of selling it to investors, a setback for the private-equity industry but not one expected to damp its hunger for troubled banks. [read post]

Georgia Bankruptcy Law Blog - http://www.georgiabankruptcyblog.com/

Goldman Sachs Execution and Clearing Must Pay $20.5M Arbitration Award in Bayou Ponzi Scam, Upholds 2nd Circuit

14 Jul 2012, 5:43 pm

Court of Appeals for the Second Circuit is allowing a $20.5M award issued by a Financial Industry Regulatory Authority arbitration panel against Goldman Sachs Execution & Clearing LP to stand. [read post]

Institutional Investor Securities Blog - http://www.institutionalinvestorsecuritiesblog.com/

Broker Investigation: Aegis Capital Financial Advisor Edward Jeffery

18 Oct 2015, 6:43 am by Adam Weinstein

Thereafter, from Apirl 2012 until July 2015, Jeffery was a registered representative of JHS Capital Advisors, LLC. [read post]

Securities Lawyers Blog - http://www.securitieslawyersblog.com/

Broker Investigation: Madison Avenue Securities’ Noel Vincent

30 Nov 2015, 6:44 am by Adam Weinstein

Vincent entered the securities industry in 1989. [read post]

Securities Lawyers Blog - http://www.securitieslawyersblog.com/

Dominic Tropiano Accused of Selling Unsuitable Leveraged ETFs

21 Jan 2017, 10:23 am by Adam Weinstein

Tropiano entered the securities industry in 2004. [read post]

Securities Lawyers Blog - http://www.securitieslawyersblog.com/

Broker Daniel Kiefer Subject to Multiple Customer Complaints

8 Feb 2017, 6:40 am by Adam Weinstein

Kiefer entered the securities industry in 1994. [read post]

Securities Lawyers Blog - http://www.securitieslawyersblog.com/

Broker Daniel Kiefer Subject to Multiple Customer Complaints

8 Feb 2017, 6:40 am by Adam Weinstein

Kiefer entered the securities industry in 1994. [read post]

Securities Lawyers Blog - http://www.securitieslawyersblog.com/

FINRA Bars Broker Marat (a/k/a Matt) Zeltser

1 Feb 2016, 2:22 pm by Adam Weinstein

Zeltser entered the securities industry in 2006. [read post]

Securities Lawyers Blog - http://www.securitieslawyersblog.com/

Merrill Lynch (Banc of America Securities) to Pay Award to Lyon Capital Management VII Investor

2 Mar 2012, 9:05 am by Harrison

The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Boca Raton, Florida. [read post]

The White Law Group's Securities Fraud Blog - http://www.whitesecuritieslaw.com/securities-fraud/blog/

Broker Steven Orr Subject to Customer Complaints Over Non-Traded REITs and Alternative Investments

12 Sep 2016, 10:13 am by Adam Weinstein

Orr entered the securities industry in 1987. [read post]

Securities Lawyers Blog - http://www.securitieslawyersblog.com/

Broker Investigation: National Securities Advisor Kyle Harrington

16 Feb 2016, 9:30 am by Adam Weinstein

Harrington entered the securities industry in 1993. [read post]

Securities Lawyers Blog - http://www.securitieslawyersblog.com/

Broker Spotlight: Financial Advisor Stephen Kipp

19 Oct 2015, 8:00 am by Adam Weinstein

Kipp entered the securities industry in 1984. [read post]