Search for: "William Dodds"
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8 Jun 2012, 7:47 am
Frank specifically praised the work being done by Massachusetts Securities Commissioner William Galvin, while Chairman Bachus praised the work that Alabama Securities Commissioner Joe Borg has been doing.Also praising Mr. [read post]
10 Oct 2023, 9:03 pm
Today’s adoption makes use of that Dodd-Frank authority. [read post]
16 Mar 2017, 3:00 am
Whistleblowers: 9th Circuit Says Dodd-Frank Protects Internal Reporters This Perkins Coie memo reviews the 9th Circuit’s recent decision in Somers v. [read post]
29 Mar 2019, 6:09 am
We Hope So Posted by William J. [read post]
23 Apr 2013, 1:33 pm
A number of my fellow bloggers thought that the SEC’s proposal struck the right balance, including William Carleton and Joe Wallin, and I agree with most of their points. [read post]
20 May 2012, 7:47 pm
According to community bank chairman William Grant, the burden of compliance with many tons of new regulations is crushing community banks. [read post]
23 Dec 2016, 1:00 am
Eisenberg, K&L Gates LLP, on Monday, December 19, 2016 Tags: Accounting, Asset management, Broker-dealers, Conflicts of interest, Disclosure, Dodd-Frank Act, FCPA, Fiduciary duties, Hedge funds, Insider trading, Investment advisers, Private equity, SEC, SEC enforcement, Securities enforcement A New Administration: Change and Continuity in Securities Regulation Posted by William McLucas & Harry Weiss, Wilmer Cutler Pickering Hale and Dorr LLP, on Monday, December 19,… [read post]
10 Mar 2018, 5:10 pm
SCOTUS denies Dodd-Frank protections to internal whistleblowers. [read post]
22 Jul 2016, 6:10 am
Securities and Exchange Commission and Zhaodong (Ken) Zhong, Rutgers Business School, on Sunday, July 17, 2016 Tags: Capital markets, CFTC, Credit default swaps, Derivatives, Dodd-Frank Act, Financial reform, Financial regulation,Liquidity, OTC derivatives, Reporting regulation, Transparency Empire of the Fund: The Way We Save Now Posted by William Birdthistle, Chicago-Kent College of Law, on Monday, July 18, 2016 Tags: ERISA, Financial regulation, Institutional Investors,… [read post]
3 Apr 2020, 10:42 am
Chiasson and Conrad Flaczyk Blog post discussing (i) Premier Ford’s statement that employees can walk off the job; (ii) filing deadlines; (iii) addressing symptomatic employees; and (iv) COVID-19 under human rights legislation in Ontario Publication date: April 2, 2020 Pandemic Q&As: Walking off the job, limitation periods, symptomatic employees and human rights considerations, by Rika Sawatsky and John Mastoras, with the assistance of Shirley Wong Legal update discussing work refusals in… [read post]
18 Dec 2020, 5:58 am
Securities and Exchange Commission, on Thursday, December 17, 2020 Tags: Anti-corruption, Conflicts of interest, Disclosure, Dodd-Frank Act, ESG, FCPA, International governance, SEC, SEC rulemaking, Securities regulation [read post]
1 Jul 2015, 6:00 am
” The book is about the life and times of America’s ambassador to Germany, William Dodd, and his family during the early years of the Nazi government. [read post]
25 Feb 2010, 4:04 pm
The Guardian is my favourite home-grown political poison of choice, so it was a treat to be invited to go along to this seminar by William McGranaghan, the founder of Dadshouse. [read post]
7 Sep 2018, 6:14 am
Posted by Ben Burney, Exequity, LLP, on Tuesday, September 4, 2018 Tags: Compensation disclosure, Compensation ratios, Dodd-Frank Act, Executive Compensation, Firm performance, Pay for performance Insider Tax Effects on Acquisition Structure and Value Posted by Michelle Hanlon (MIT), Rodrigo S. [read post]
22 Mar 2010, 12:04 pm
Last week, William D. [read post]
28 Feb 2022, 7:42 am
The purpose of the suit was to force the Bureau to issue a proposal implementing the small business data requirements of Section 1071 of the Dodd-Frank Act of 2010 after years of delay. [read post]
19 Dec 2011, 12:24 pm
Many of the recipes for which I've used it came out of the Williams-Sonoma Essentials of Mediterranean Cooking book. [read post]
17 May 2011, 9:00 pm
The topic is intended to be broad, to encourage submissions that deal with the state and federal “corporate law” systems, questions about Dodd-Frank and its governance role, as well as international corporate and business topics. [read post]
10 Jan 2010, 12:54 pm
In an effort to report a bi-partisan bill out of committee, Chair Christopher Dodd has paired off Republican and Democratic Senators to work on different titles of the Restoring American Financial Stability Act. [read post]
6 May 2012, 7:40 pm
AEA, whose former MBL director William Liddle is headed to jail as a result of the fraud, reported net income of $840,000 for the first quarter of 2012, but is still operating with negative $12 million of its own net worth. [read post]
