Search for: "Working Group on Securities Disclosure Authority"
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4 Apr 2021, 12:00 pm
Moreover, in 2009, Carrick was discharged from Morgan Stanley after working there for five years for altering a journal form and a letter of authorization previously signed by the client. [read post]
28 Dec 2020, 11:45 am
The President’s Working Group (PWG), a federal interagency working group of financial regulators established by Executive Order in 1988, has issued a statement outlining key regulatory and supervisory considerations related to stablecoins and digital payment systems. [read post]
26 Nov 2013, 12:48 pm
The public deserves to hear the truth: Torture doesn't work, and more importantly, it's never acceptable. [read post]
23 Dec 2012, 8:26 am
Currently, individuals have a right to access and amend their PHI, as well as to receive an accounting of certain disclosures. [read post]
SEC’s Brings an “S”-Related ESG Enforcement Action Based on Alleged Human Capital Control Violations
20 Feb 2023, 6:39 pm
Indeed in June 2022, a Working Group on Human Capital Accounting disclosure submitted a petition requesting the SEC to “develop rules to require public companies to disclosure sufficient information to allow investors to asses the extent to which the firms invest in their workforce. [read post]
12 Apr 2016, 3:50 pm
The Department has taken an approach to defining “recommendation” that is consistent with and based upon the approach taken by the Financial Industry Regulatory Authority (FINRA), the independent regulatory authority of the broker-dealer industry, subject to the oversight of the Securities and Exchange Commission (SEC). [read post]
12 Apr 2016, 3:50 pm
The Department has taken an approach to defining “recommendation” that is consistent with and based upon the approach taken by the Financial Industry Regulatory Authority (FINRA), the independent regulatory authority of the broker-dealer industry, subject to the oversight of the Securities and Exchange Commission (SEC). [read post]
14 Apr 2023, 11:27 am
National Securities Attorneys – the White Law Group The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm d [read post]
24 Jan 2024, 1:37 pm
The Financial Industry Regulatory Authority (FINRA) operates the largest dispute resolution forum in the securities industry. [read post]
23 Jun 2023, 2:23 pm
The White Law Group, LLC is a reputable national law firm specializing in securities fraud, securities arbitration, investor protection, and securities regulation/compliance. [read post]
27 Aug 2012, 6:20 am
The European Securities and Markets Authority received a wide range of comments in response to its consultation paper on materiality in financial reporting. [read post]
25 Feb 2013, 8:28 pm
From handling requests for light duty or other modifications follow a leave to investigating the medical justification for leaves or the fitness of an employee to return to work following a medical absence, employers need to use care to manage disability discrimination exposures. [read post]
20 Aug 2019, 7:40 am
reports are a chance for civil society groups and ISPs to understand each other's work. [read post]
23 Aug 2021, 12:14 pm
Silver Law Group represents investors in securities and investment fraud cases nationwide. [read post]
7 Feb 2011, 2:05 pm
HBGary Federal, which does classified work for the U.S. federal government among other security work, claimed it had been working with the FBI to unmask hackers behind recent denial-of-service attacks against PayPal, Visa, MasterCard and Amazon. [read post]
27 Apr 2016, 9:01 am
About The Author A practicing attorney and Managing Shareholder of Cynthia Marcotte Stamer, P.C. [read post]
27 Apr 2016, 9:01 am
About The Author A practicing attorney and Managing Shareholder of Cynthia Marcotte Stamer, P.C. [read post]
29 Jul 2020, 11:43 am
Our securities fraud attorneys frequently work with whistleblowers and investors to pursue civil litigation or securities arbitration claims that can operate on parallel tracks with a whistleblower claim. [read post]
2 Dec 2021, 6:27 am
Vivo’s policy has limited information, saying, “as part of the Telefónica Group, (it) may, in certain circumstances and when necessary, share personal data with other companies within the Group. [read post]
16 Oct 2018, 7:00 pm
The Working Group recognizes that more work is needed to evaluate the actual impact of emerging practices on the ground. [read post]
