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12 Oct 2017, 4:23 am
, Morgan Stanley and Viacom Inc. at odds with the Trump administration. [read post]
22 Mar 2012, 1:00 pm
____________________________________________________ GALA HONORARY CHAIRS EARVIN "MAGIC" JOHNSON LISA LING RUSSELL SIMMONS ____________________________________________________ Announcing Our New MASTER OF CEREMONIES MAURICE DUBOIS Award-Winning Journalist and Anchor, CBS 2 News ____________________________________________________ CUP is Grateful for the Support of Our5th Anniversary Leadership Gala Sponsors: … [read post]
13 Dec 2008, 6:01 am
It meant that Morgan Stanley (MS, Fortune 500), Citigroup (C, Fortune 500), and others didn’t need to worry that hedge funds could drive them to the brink. [read post]
4 Aug 2020, 6:53 am
Abbonizio (CRD# 2787112) – previously registered with Morgan Stanley, Wells Fargo, Oppenheimer & Co with four (4) customer complaints) and Dean J. [read post]
28 Feb 2024, 6:37 pm
” These letters are called activity letters and most brokerage firms send them, including Morgan Stanley, Bank of America, Wells Fargo, Merrill Lynch, Citigroup (Smith Barney), and Ameriprise. [read post]
2 Jun 2024, 8:45 pm
AI in Banking and Finance, May 15, 2024 – Four highlights from this post: Artificial Intelligence and the Skill Premium; Rising Cyber Threats Pose Serious Concerns for Financial Stability; The Future Of Banking: Morgan Stanley And The Rise Of AI-Driven Financial Advice; and The Pitfalls of Mixing Up AI and Automation in Finance. [read post]
27 Aug 2011, 10:29 am
But today, more than six years after the illegal foreclosure, Deutsche Bank Trust Company and its primary co-defendant, a Morgan Stanley subsidiary called Saxon Mortgage Services, are still in court disputing whether Sergeant Hurley is owed significant damages. [read post]
2 Dec 2006, 7:11 am
.]), then I think the legal industry could evolve towards a model that looks like this: A few global powerhouses a la Citicorp, UBS, Morgan Stanley, Goldman Sachs; A host of mid-market firms: Wachovia, SunTrust, AG Edwards [Note: I view this tranche of the industry as inherently unstable and subject to implicit failure in the form of takeovers]; Some catering exclusively to the very high end: Bessemer Trust, US Trust; The commodity players: … [read post]
11 Nov 2011, 9:15 am
Here are some highlights: Update on Post-Financial Crisis Litigation: Scott Tucker of Morgan Stanley says he has dealt with a lot of financial crisis litigation. [read post]
24 Aug 2012, 12:06 pm
Well, they expend a lot of effort trying to value the firm correctly (I'm looking at you, Morgan Stanley), because in a firm-commitment offering they take on the "risk" that they won't be able to unload the shares they buy from the company and offer to the public. [read post]
29 Nov 2023, 7:29 am
(CRD#:15007), DALLAS, TX, B, 09/17/2018 – 12/01/2022, LEVEL FOUR FINANCIAL, LLC (CRD#:25700), Allen, TXB, 06/09/2010 – 10/09/2018, MORGAN STANLEY (CRD#:149777), DALLAS, TX The FINRA BrokerCheck tool is a free online tool that allows investors to research and verify the background and credentials of financial brokers, brokerage firms, and investment advisors registered with FINRA. [read post]
2 Apr 2021, 1:29 pm
So far, Credit Suisse, Goldman Sachs, Morgan Stanley, UBS and Nomura Securities have reported huge potential losses as a result of complex equity swaps – dubbed CFDs or contract for differences – with Archegos. [read post]
1 Dec 2014, 7:30 am
Morgan Stanley & Co International Plc v Tael One Partners Ltd, heard 17 November 2014. [read post]
29 Aug 2008, 9:14 pm
Merrill Lynch, Citigroup, Goldman Sachs, Wachovia, Morgan Stanley, Deutsche Bank and UBS have agreed to buy- back auction-rate securities bought by individuals, charities or companies with accounts of less than $10 million. [read post]
27 Dec 2023, 8:45 am
Merrill Lynch, Pierce, Fenner & Smith Incorporated Louis Pellegriti Spartan Capital Securities, LLC Worden Capital Management LLC Jorge Sarria Morgan Stanley Merrill Lynch, Pierce, Fenner & Smith Incorporated Daniel Snodgrass BCG Securities, Inc. [read post]
28 Nov 2011, 1:22 pm
Concerned that Fly was undermining their usefulness to their clients, Barclays Capital, Merrill Lynch and Morgan Stanley for Federal copyright infringement. [read post]
27 Dec 2016, 12:28 pm
” He was referring to a similar bank scandal, pointing out that the head of Morgan Stanley’s due-diligence team not only wrote in an email that they were willing to accept what he called a “slightly higher risk tolerance” for loans, he also told everybody not to mention in “in these communications” (like the one he was then sending) because “[W]e are running under the radar and do not want to document these types of things” (like… [read post]
23 May 2023, 6:30 am
” Morgan Stanley Capital Group Inc. v. [read post]
31 Dec 2008, 5:15 am
See Roundtable Discussion on Proxy Voting, Securities and Exchange Commission, Thursday, May 24, 2007 (statement by Rob O’Connor, managing director, Morgan Stanley). [read post]
27 Jul 2020, 6:45 pm
Bach & Company Damion Smith Great Gable Wealth Management Morgan Stanley Walter Taylor, Jr. [read post]
