Search for: "National Securities Clearing Corporation"
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1 Jul 2010, 5:20 pm
., makes his views, which are usually aligned with Scalia’s, equally clear. [read post]
30 Jun 2010, 2:55 pm
National Australia Bank sharply cut back on the ability to bring suits to remedy overseas securities fraud that harms U.S. consumers. [read post]
28 Jun 2010, 4:37 pm
The way to tackle the problem is clear. [read post]
28 Jun 2010, 8:00 am
"Paul has shown himself to be an outstanding legal professional and his deep rooted connections to the Southern District made him a clear choice for this position. [read post]
28 Jun 2010, 7:07 am
Law firms nationally are likely to remain very conservative about their plans for the summer of 2011. [read post]
28 Jun 2010, 5:15 am
These will be differentiated and tailored to national circumstances. [read post]
28 Jun 2010, 1:13 am
A number of causes célèbres have been exploited – on occasion with little concern for the underpinning facts – in order to secure superficial political impact. [read post]
26 Jun 2010, 4:59 pm
Executive Compensation and Corporate Governance: Provides shareholders with a say on pay and corporate affairs with a non-binding vote on executive compensation and golden parachutes. [read post]
25 Jun 2010, 9:22 am
The CFTC would regulate swaps and the SEC would regulate security-based swaps.The legislation includes mandatory clearing and trading requirements and real-time reporting of derivatives trades. [read post]
25 Jun 2010, 2:39 am
Since I was new to data protection (in about 2003), people have been trumpeting the use of BCRs as the future for data protection compliance for multi-nationals: more efficient and less cumbersome for the business; more secure and clear for the data subjects. [read post]
23 Jun 2010, 7:47 am
The clawback provision is just one little aspect of the mammoth federalization of corporate law. [read post]
23 Jun 2010, 6:15 am
While the decision is getting a lot of attention in the context of what it might mean for national security and the war on terror, I can't help but be concerned about how the decision might encourage future attempts by Congress to regulate attorney advice. [read post]
22 Jun 2010, 12:41 pm
United States (09-1012) Issues (partly overlapping among the petitions): (1) Whether a group of corporations can constitute an association-in-fact enterprise under RICO; (2) whether a corporation can be found to have the necessary specific intent to defraud in a RICO case without evidence that any particular individual in the corporation had such specific intent; (3) whether 18 U.S.C. [read post]
21 Jun 2010, 11:57 am
Even if the 10 largest U.S. public funds were to aggregate their holdings in a single company’s securities, those funds combined would rarely if ever be able to clear a 5 percent hurdle, the group argues. [read post]
18 Jun 2010, 10:10 pm
The judge, however, cleared the way for the Justice Department to take that specific issue to the D.C. [read post]
17 Jun 2010, 12:55 pm
Research compiled by the Council of Institutional Investors indicates that even if the 10 largest public pension funds in the nation were to successfully aggregate their holdings of a single public company’s securities, those funds combined would rarely if ever be able to clear a five percent hurdle. [read post]
15 Jun 2010, 1:36 pm
Tafas who rose to the challenge immediately, and good corporate citizens like GlaxoSmithKline, who were both willing to stand up to the Patent Office at a time when practically everyone in the industry was fearful of retribution due to the management style then in vogue at the USPTO. [read post]
14 Jun 2010, 10:02 am
What we are left with typically is people on pensions, Social Security or some other form of secured income that is usually not adequate to cover their lifestyle costs. [read post]
13 Jun 2010, 11:01 pm
For the financial crisis, it has become clear that many chief executives and corporate directors were not aware of the risks taken by their trading desks and partners. [read post]
12 Jun 2010, 8:50 pm
It should be clear that there is very little actual demand. [read post]