Search for: "National Securities Clearing Corporation" Results 3181 - 3200 of 3,677
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1 Jul 2010, 5:20 pm by carie
., makes his views, which are usually aligned with Scalia’s, equally clear. [read post]
30 Jun 2010, 2:55 pm by Tom Goldstein
National Australia Bank sharply cut back on the ability to bring suits to remedy overseas securities fraud that harms U.S. consumers. [read post]
28 Jun 2010, 8:00 am by Lucas A. Ferrara, Esq.
"Paul has shown himself to be an outstanding legal professional and his deep rooted connections to the Southern District made him a clear choice for this position. [read post]
28 Jun 2010, 7:07 am by Frank Kimball
Law firms nationally are likely to remain very conservative about their plans for the summer of 2011. [read post]
28 Jun 2010, 5:15 am by Law is Cool
These will be differentiated and tailored to national circumstances. [read post]
28 Jun 2010, 1:13 am by INFORRM
A number of causes célèbres have been exploited – on occasion with little concern for the underpinning facts – in order to secure superficial political impact. [read post]
26 Jun 2010, 4:59 pm by Hedge Fund Lawyer
Executive Compensation and Corporate Governance: Provides shareholders with a say on pay and corporate affairs with a non-binding vote on executive compensation and golden parachutes. [read post]
25 Jun 2010, 9:22 am by James Hamilton
The CFTC would regulate swaps and the SEC would regulate security-based swaps.The legislation includes mandatory clearing and trading requirements and real-time reporting of derivatives trades. [read post]
25 Jun 2010, 2:39 am by Peter
Since I was new to data protection (in about 2003), people have been trumpeting the use of BCRs as the future for data protection compliance for multi-nationals: more efficient and less cumbersome for the business; more secure and clear for the data subjects. [read post]
23 Jun 2010, 7:47 am by Larry Ribstein
The clawback provision is just one little aspect of the mammoth federalization of corporate law. [read post]
23 Jun 2010, 6:15 am by Renee Newman Knake
  While the decision is getting a lot of attention in the context of what it might mean for national security and the war on terror, I can't help but be concerned about how the decision might encourage future attempts by Congress to regulate attorney advice. [read post]
22 Jun 2010, 12:41 pm by Erin Miller
United States (09-1012) Issues (partly overlapping among the petitions): (1) Whether a group of corporations can constitute an association-in-fact enterprise under RICO; (2) whether a corporation can be found to have the necessary specific intent to defraud in a RICO case without evidence that any particular individual in the corporation had such specific intent; (3) whether 18 U.S.C. [read post]
21 Jun 2010, 11:57 am by Ted Allen
  Even if the 10 largest U.S. public funds were to aggregate their holdings in a single company’s securities, those funds combined would rarely if ever be able to clear a 5 percent hurdle, the group argues. [read post]
18 Jun 2010, 10:10 pm by Lyle Denniston
  The judge, however, cleared the way for the Justice Department to take that specific issue to the D.C. [read post]
17 Jun 2010, 12:55 pm by Jessica N. Dell
Research compiled by the Council of Institutional Investors indicates that even if the 10 largest public pension funds in the nation were to successfully aggregate their holdings of a single public company’s securities, those funds combined would rarely if ever be able to clear a five percent hurdle. [read post]
15 Jun 2010, 1:36 pm by Gene Quinn
Tafas who rose to the challenge immediately, and good corporate citizens like GlaxoSmithKline, who were both willing to stand up to the Patent Office at a time when practically everyone in the industry was fearful of retribution due to the management style then in vogue at the USPTO. [read post]
14 Jun 2010, 10:02 am by The Settlement Channel
What we are left with typically is people on pensions, Social Security or some other form of secured income that is usually not adequate to cover their lifestyle costs. [read post]
13 Jun 2010, 11:01 pm
For the financial crisis, it has become clear that many chief executives and corporate directors were not aware of the risks taken by their trading desks and partners. [read post]