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Former Financial Advisor Eric Vici BARRED from the Securities Industry by FINRA – Melbourne, Florida
17 May 2021, 11:35 am
Vici was expelled from the brokerage industry for refusing to cooperate with a FINRA investigation that originated from a complaint made to FINRA by the executor of a customer’s estate about his handling of the customer’s funds. [read post]
17 May 2021, 3:00 am
For the most part, we do not know who invested in these private market offerings or how their investments performed. [read post]
15 May 2021, 2:46 pm
He hoped that slavery would disappear over time, but realized land and slaves were the largest capital investments. [read post]
13 May 2021, 8:40 pm
The purpose of the Order is to clarify that a firm that takes over lending agreements operated via a peer to peer lending platform – specifically because the original firm is being wound up – also benefits from the CIS exemption. [read post]
13 May 2021, 2:47 pm
Sometimes investments sold by FINRA-registered brokers turn out to be Ponzi schemes. [read post]
13 May 2021, 2:43 pm
Read the original release. [read post]
13 May 2021, 2:35 pm
To be eligible for an SEC whistleblower award, you must submit a claim that includes timely, credible, and original information or analysis. [read post]
13 May 2021, 2:24 pm
This article was originally written and published in the April edition of The NAPPA Report. [read post]
13 May 2021, 2:16 pm
To be eligible, you must provide timely, credible, and original information or analysis. [read post]
13 May 2021, 7:26 am
With crypto, however, IRS regulations provide that the purchase of real property would result in a realization event where the buyer is taxed on the difference between the purchase price of the property, and the original basis in the coins. [read post]
13 May 2021, 7:26 am
With crypto, however, IRS regulations provide that the purchase of real property would result in a realization event where the buyer is taxed on the difference between the purchase price of the property, and the original basis in the coins. [read post]
13 May 2021, 7:06 am
Incremental improvements will not give us the security we need; instead, the Federal Government needs to make bold changes and significant investments in order to defend the vital institutions that underpin the American way of life. [read post]
13 May 2021, 6:28 am
To be eligible, you must provide timely, credible, and original information or analysis. [read post]
12 May 2021, 9:12 am
These sentences also put upward pressure on the entire sentencing structure, diverting resources from better investments to promote public safety. [read post]
12 May 2021, 8:35 am
At War at Home and AbroadThe origins of 1033 lie in America’s “forever wars” on drugs, crime, and terror. [read post]
12 May 2021, 2:03 am
The amended wording of Article 71 provides for the remuneration of the patent proprietor or patent applicant, which must take into the economic value of the licence, the duration of the licence, the investments required for its exploitation, production costs, and the sales price of the product in the domestic market. [read post]
11 May 2021, 11:13 am
Some of the originators and marketers of the partnerships face jail time. [read post]
11 May 2021, 6:20 am
To be eligible, you must provide timely, credible, and original information or analysis. [read post]
11 May 2021, 5:46 am
The detailed overview originally shared virtually on April 29, 2021, may be beneficial for legal, business, and information technology professionals as they consider the possibilities and obstacles for legal tech industry market growth and investment opportunities both in Europe and throughout the world. [read post]
11 May 2021, 5:00 am
Going back to my original example, can you see why it may not be a great idea to appoint someone simply out of love and affection? [read post]
