Search for: "SECURITIES CORP." Results 3181 - 3200 of 11,591
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24 Feb 2019, 4:00 am by Administrator
Price Security Holdings Inc. v. [read post]
22 Feb 2019, 9:02 pm
And in this no-action letter issued yesterday to Johnson & Johnson—granting relief to the company if it relied on Rule 14a-8(i)(2) (violation of law) to exclude a shareholder proposal requesting adoption of mandatory arbitration bylaws—Corp Fin successfully passed the potato off to the State of New Jersey. [read post]
22 Feb 2019, 1:36 pm by John Floyd
  We do not believe this country’s border security/immigration problem is a threat to our national security. [read post]
21 Feb 2019, 9:01 pm by Jim Sedor
      National: The Growing Need for Opposition Research – on Yourself – in Today’s Political WorldGoverning – Alan Greenblatt | Published: 2/15/2019 The series of recent scandals in Virginia was kicked off by the emergence of a 35-year-old yearbook page from Gov. [read post]
21 Feb 2019, 2:04 pm by ccollins
Once again involving variable rate securities, in that lawsuit Morgan Stanley (MS), Citigroup, JPMorgan Chase, Bank of America, William Blair & Co., Barclays Capital, Fifth Third Bancorp, and BMO Capital Markets Corp. were accused of taking part in a ‘Robo-Resetting” scam that allowed them to mechanically establish rates as a group without considering each bond’s unique traits, investor demand, or the market conditions. [read post]
21 Feb 2019, 8:40 am by John Elwood
In Bendix Autolite Corp. v. [read post]
21 Feb 2019, 4:00 am by Administrator
Periodically on Thursdays, we present a significant excerpt, usually from a recently published book or journal article. [read post]
20 Feb 2019, 2:44 pm by admin
INTRODUCTION On September 28, 2004, the United States Supreme Court granted a property owner’s application for leave from a Connecticut Supreme Court decision upholding the constitutionality of the community’s taking of property with the specified purpose of creating jobs by selling the property to a private industrial user.1 As the petitioner land owners in Kelo express in their brief requesting leave, the critical question for the Court to determine is whether a taking for purely… [read post]
20 Feb 2019, 2:37 pm by admin
“Valuation Issues in Eminent Domain Litigation: What You Need to Know” Alan Ackerman, Esq. [read post]
20 Feb 2019, 11:54 am by ccollins
Riquier’s BrokerCheck record shows that with over 45 years in the industry, he also was previously registered with New England Securities, Mainstreet Management Company, and MHA Financial Corp. [read post]
20 Feb 2019, 3:11 am by Broc Romanek
Some of the JOBS Act benefits had already been widely available, as Corp Fin opened up the confidential filing process to all companies two years ago. [read post]
19 Feb 2019, 3:15 pm by Lev Sugarman
Work in partnership with program leadership and Aspen partners to engage and secure conference and roundtable sponsors; Administer financial aspects of foundation grants and ensure Program compliance with other requirements of grants awards. [read post]
19 Feb 2019, 1:51 pm by Silver Law Group
His previous employers include Global Arena Capital Corp (CRD #16871, expelled by FINRA on 4/1/2016), First Midwest Securities, Inc. [read post]
19 Feb 2019, 4:18 am by Andrew Lavoott Bluestone
  This legal malpractice claim arises from a loan closing where security for the loan was not handled. [read post]
17 Feb 2019, 12:48 pm by admin
Securities attorney Alan Rosca, of the Goldman Scarlato & Penny PC law firm, is investigating activity related to Jay Weiser’s alleged private securities transactions. [read post]
17 Feb 2019, 7:00 am by Evanna Hu
Daniel Byman *** There is no doubt that Countering Violent Extremism (CVE) is critical to U.S. national security interests. [read post]
16 Feb 2019, 6:43 am by Lev Sugarman
Lev Sugarman shared a livestream of a House Homeland Security Committee hearing on election security. [read post]
15 Feb 2019, 7:33 am by Steven Cohen
The court notes first that Kassekert’s methods may consist of testable hypotheses, as tests would show whether rivets attach a door strap more securely than bolts. [read post]