Search for: "Securities Investor Protection Corporation"
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24 Sep 2020, 8:31 am
Moreover, all of the Commissioners clearly recognized that whistleblowers are “extremely successful” in alerting the Commission to fraud and protecting investors from illegal Wall Street crimes. [read post]
23 Apr 2019, 5:46 am
In 1992, the Deng Xiaoping government decided to attract foreign investment to China by offering significant incentives to foreign investors, including the following: Exemption from corporate income tax. [read post]
18 Apr 2010, 4:52 am
Usually, corporate lawyers are unavailable on short notice to work weekends. [read post]
10 Oct 2018, 12:40 pm
What precisely renders an event material has plagued securities lawyers for years and has been the subject of countless judicial decisions, SEC enforcement actions, law review articles, law firm guidance and the like – but can be effectively summed up as any important development or event that “a reasonable investor would consider important to an investment decision. [read post]
1 Aug 2014, 5:00 am
The Franchise Tax Board’s Doing Business Legal Ruling – Ex Nihilo, Aliquid Fit by Keith Paul Bishop in California Corporate & Securities Law Gotcha! [read post]
31 Aug 2011, 9:55 am
In the seminal study of the 1940 Act, Protecting Investors: A Half-Century of Investment Company Regulation, the SEC staff noted that many issuers of mortgage-backed securities and similar products have relied on Section 3(c)(5)(C), noting that an issuer seeking to rely on this exception must invest at least 55 percent of its assets in mortgages and other liens on and interests in real estate. [read post]
29 Sep 2011, 10:23 am
” Kathleen Cronin, managing director, general counsel, and corporate secretary for CME Group, observed that while many industry participants focus on the CFTC and SEC rulemaking process, there is a larger perspective to be observed. [read post]
15 Jun 2010, 5:03 pm
Tir Conaill Properties, L.C. v. 2401 Wilson, LLC - Arlington lawyer Heidi Meinzer of Bean Kinney & Korman on the firm's Virginia Real Estate, Land Use & Construction Law blog Something Has Definitely Changed: The "New Economy" and its Impact on Franchising - New York attorney Charles Internicola on his New York Franchise Law Blog Employees Claiming Emotional Distress Must Produce Social Network (Facebook and MySpace) Information In Discovery - New… [read post]
18 Feb 2015, 5:12 pm
Although the measure of inflation compensation over the next 5 years based on Treasury Inflation-Protected Securities (TIPS) increased, inflation compensation 5 to 10 years ahead declined further to its lowest level in a decade. [read post]
16 Apr 2007, 3:24 am
Freddie Mac: Federal Home Loan Mortgage Corporation (FHLM); a federally-chartered corporation that purchases residential mortgages, securitizes them, and sells them to investors; this provides lenders with funds for new homebuyers. [read post]
25 Aug 2017, 8:51 am
” On March 10, 2016, the Securities and Exchange Commission took action against Aequitas, alleging they had defrauded more than 1,500 investors. [read post]
22 Jul 2011, 10:19 am
They are subject to different requirements, providing protections for shareholders not applicable to publicly traded stock companies. [read post]
2 Apr 2023, 6:00 am
Morgan (Investor)Note: Funding Secured for Working Capital 10-November-21Driven (Merger)Innovative Discovery (Merger) 3-November-21Digital Safe Product Line of Micro FocusSmarshNote: Announced with intent to close in Q1 2022 2-November-21Everlaw (Investee)TPG (Lead) with HIG Growth Partners, Capital G, Menlo Ventures, Andreessen Horowitz and K9 Ventures.Series D Funding for $202,000,000 27 [read post]
22 Jul 2019, 3:08 pm
Background The Volcker Rule, enacted as part of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010, and its regulations, adopted by the US Banking Agencies along with the Securities and Exchange Commission (“SEC”) and the Commodity Futures Trading Commission (“CFTC”), generally prohibit banking entities and affiliates from engaging in proprietary trading or sponsoring or acquiring ownership interests in certain private equity funds… [read post]
26 Jan 2017, 7:46 pm
The post Delaware Supreme Court Finds that Implied Covenant of Good Faith and Fair Dealing Requires Reversal appeared first on Delaware Corporate & Commercial Litigation Blog. [read post]
25 Nov 2019, 4:13 am
Security interests in registered marks can be recorded at the USPTO.18. [read post]
30 Jan 2019, 9:01 pm
The Enron Corporation modernized the Ponzi scheme by using complexity to hide its true financial condition and using its shares to guarantee the value of its securitized assets.Secrecy also has a great appeal and can entice investors and instill trust. [read post]
14 Mar 2018, 12:46 am
Focus on Main Street Investor. [read post]
12 Mar 2022, 7:20 am
Securities and Exchange Commission (SEC). [read post]
14 Sep 2010, 10:56 am
So what’s an accredited investor? [read post]
