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14 Jan 2016, 5:10 pm
The shareholder appealed the grant of the no-action letter to the SEC. [read post]
10 Jan 2022, 1:32 pm
Franks, director of information technology and cybersecurity at the U.S. [read post]
12 Sep 2023, 9:01 pm
There were also items exercising new authorities granted under Dodd-Frank. [read post]
28 Dec 2015, 2:51 am
2015 - It's been another busy copyright year! [read post]
23 May 2012, 3:07 pm
Frank L. [read post]
15 Aug 2011, 2:32 am
While Congress believed that family offices should not be subject to the SEC registration requirements, it did grant authority to the SEC to define what constitutes a “family office”. [read post]
27 Dec 2011, 6:02 pm
But then it grants various conflicts-of-interest exceptions to Allonhill. [read post]
26 Jun 2014, 10:28 am
Mohamed Osman Mohamud, a Somali-born American citizen, was convicted in January of last year of attempting to detonate a weapon of mass destruction after he tried to set off what he thought was a car bomb in a crowded Portland square. [read post]
13 Oct 2020, 6:50 am
These comments reflected common themes, including assertions that: (1) the OCC lacks authority to adopt the Proposed Rule; (2) the Proposed Rule would deprive states of authority to regulate non-bank lenders; (3) the Proposed Rule would go beyond the preemption authority granted by the NBA; (4) the Proposed Rule is “arbitrary and capricious”; (5) the Proposed Rule’s adoption process violates the APA; (6) the Proposed Rule would support predatory lending and… [read post]
15 Dec 2011, 7:40 am
Howard Matz stated that he would be granting the motion to dismiss for prosecutorial misconduct filed by Lindsey Manufacturing Company (a privately-held company), its President Keith Lindsey, and its Vice President Steve Lee in the criminal FCPA case against them. [read post]
1 Sep 2009, 7:51 am
Treasury's proposed legislation shares similar themes with the joint principles [4] offered by House Agriculture Committee Chairman Colin Peterson and House Financial Services Committee Chairman Barney Frank, whose Committees have jurisdiction over the federal banking regulators, the Securities and Exchange Commission ("SEC") and the CFTC. [read post]
24 Oct 2012, 12:57 pm
“The father of American traction”: Frank J. [read post]
19 Mar 2023, 9:21 am
The following month, the Court quietly dismissed In re Grand Jury as improvidently granted. [read post]
5 Key Trends In Workplace Class Action Litigation For 2019: The Impact Of U.S. Supreme Court Rulings
16 Jan 2020, 11:18 am
Frank, et al. v. [read post]
16 Aug 2007, 7:59 pm
Other legal realists included Karl Llewellyn, Herman Oliphant, Felix Cohen, Underhill Moore, Hessel Yntema, Jerome Frank, and Justice Benjamin Cardozo. [read post]
24 Jan 2022, 9:05 pm
On Aug 11, she did another “Meet and Greet” with Grant Leslie, managing director for Glover Park Group; Julie Marcell of Upside Foods; Uma Valeti, founder of Upside Foods; and Eric Schulze, vice president of product and regulation for Upside Foods. [read post]
9 Oct 2023, 9:01 pm
Article I of the federal Constitution discusses “legislative Powers herein granted,” and Article II declares that “The executive Power shall be vested in a President of the United States of America. [read post]
16 Jan 2014, 7:21 am
Franks, 13-483. [read post]
11 Oct 2023, 8:12 am
However, unlike modern whistleblower award laws, the awards are purely discretionary, there is no mandate or guarantee that they will be granted. [read post]
3 Mar 2020, 1:59 pm
Barney Frank, a Massachusetts Democrat, who co-authored the Dodd-Frank Wall Street Reform and Consumer Protection Act, which created the CFPB. [read post]
