Search for: "Merril"
Results 3201 - 3220
of 5,198
Sort by Relevance
|
Sort by Date
16 Dec 2009, 4:29 am
– Issue 1 -http://kuex.us/4d34 Law Technology News 2009 Awards: Craig Ball Named Consultant of the Year -http://kuex.us/4cc4Law Technology News 2009 Vendor Award Winners -http://kuex.us/4f12Merrill Corporation Announces New Merrill DataSite Solution -http://kuex.us/4aedNearPoint Archives E-Mail for E-Discovery -http://kuex.us/4cc3Open Text and SAP - nterprise Software Giant Awakens to Enterprise Content -http://kuex.us/4cacRecommind's Axcelerate eDiscovery 4.0: Defensible… [read post]
14 Dec 2009, 11:20 am
Merrill – this, too, could be general and/or indigenous peoples. [read post]
13 Dec 2009, 11:58 am
• The Securities and Exchange Commission has expanded its probe into Bank of America’s acquisition of Merrill Lynch and intends to “vigorously” pursue charges against Bank of America. [read post]
13 Dec 2009, 7:22 am
In order to establish a fair commission or mark-up, brokers must take into consideration all of the relevant circumstances and not just whether the commission is below a certain percentage of the total price of the transaction," said Susan Merrill, FINRA Executive Vice President and Chief of Enforcement. [read post]
11 Dec 2009, 2:07 pm
According to Registered Rep magazine’s latest Broker Report Card, 98% of Edward Jones brokers say their securities firm is the best place to work. 78% of Merrill Lynch brokers ranked their investment firm as the number the one workplace. [read post]
11 Dec 2009, 1:02 pm
Robert Khuzami, Director, SEC Division of Enforcement, testified today before the House Oversight and Government Reform Committee and Domestic Policy Subcommittee, on Events Surrounding Bank of America’s Acquisition of Merrill Lynch. [read post]
11 Dec 2009, 10:22 am
Bush to extend assistance to Bank of America to complete its purchase of Merrill Lynch but was ultimately convinced of the need, its chairman, Sheila Bair, said on Friday. [read post]
10 Dec 2009, 2:29 pm
'Twas the Night before Earnings from Jim Buckley at Sharon Merrill Associates- with apologies to Clement C. [read post]
10 Dec 2009, 2:06 pm
 He examines the government's pressure on Bank of America to complete the Merrill Lynch acquisition and uses it as a case study for how to understand fiduciary duties when the government and private firms become intertwined. [read post]
10 Dec 2009, 1:05 pm
One highlight from the report is that the four largest investment firms, Goldman Sachs, Merrill Lynch, Morgan Stanley, and JP Morgan Chase Investment Bank earned $22.5 million in the first nine months of 2009 compared to a loss of $40.3 billion during the same period last year. [read post]
10 Dec 2009, 1:36 am
Even if the out-sized Merrill Lynch settlements are disregarded, the other settlements still represent some very significant numbers. [read post]
9 Dec 2009, 6:55 am
., Merrill Lynch, Pierce, Fenner & Smith, Inc., and UBS Financial Services, Inc. [read post]
9 Dec 2009, 2:16 am
Judge Rakoff's rejection of the proposed Bank of America settlement (regarding inadequate disclosures for provisions of bonus compensation to Merrill Lynch employees) because the settlement fined the company (and thus the shareholders) rather than the culpable individuals, may result in the SEC pursuing claims against individuals in other cases brought against publicly-traded companies. [read post]
8 Dec 2009, 3:50 pm
Keays sideswipes Merrill Lynch for $2.2 million wrongful dismissal award http://bit.ly/8ZfKUF Law Firm Receptionist Charged With Identity Theft http://bit.ly/8f6CI4 Lawyers, Courts, and Technology http://bit.ly/6Pl40H Nanny wins landmark suit - Toronto Star http://bit.ly/8qacQa Straight couple in legal challenge to form a civil partnership http://bit.ly/07afWec Appeals Court OKs $5M in Punitives for Victim of Phone Hoax Strip Search http://bit.ly/5VgkqN NS Law Society charges Cape Breton… [read post]
8 Dec 2009, 6:57 am
The Maryland Court of Appeals’ holding finds support from the Fourth Circuit in Merril Lynch et al. v. [read post]
8 Dec 2009, 2:09 am
As the report points, this pattern presents interesting additional context for Judge Rakoff’s high profile rejection of the SEC’s proposed settlement of the Merrill Lynch bonus enforcement action. [read post]
7 Dec 2009, 3:00 pm
Regina served as a member of the legal team that successfully litigated such high profile corporate fraud cases against WorldCom and Merrill Lynch and brought billions of dollars back to the pensions of union workers and government employees. [read post]
7 Dec 2009, 2:57 pm
Jones, former FINRA chief administrative officer: $4.43 million • Mary Schapiro, now Former FINRA chief executive officer and now SEC Chairman: $3.3 million and $7.2 million for accumulated retirement benefits • Elisse Walter, SEC commissioner: $3.8 million • Douglas Shulman, who left the SEC in March 2008 to become Internal Revenue Service Commissioner: $2.7 million • Susan Merrill, FINRA enforcement chief: Over $1 million • Grace Vogel, FINRA member… [read post]
7 Dec 2009, 10:54 am
Most investors who have lost money in Lehman principal-protected notes purchased through UBS, Merrill Lynch or other Wall Street firms appear to have strong claims to recover their losses. [read post]
6 Dec 2009, 12:25 am
Merrills, Does the Optional Clause Still Matter? [read post]
