Search for: "New York Stock Exchange"
Results 3201 - 3220
of 3,454
Sort by Relevance
|
Sort by Date
10 Aug 2007, 11:34 am
Countrywide fell $1.76 to $26.90 at 12:35 p.m. in New York Stock Exchange composite trading, after reaching $24.71 earlier today. [read post]
10 Aug 2007, 4:46 am
The activist investor struck a deal Thursday to fold his investment funds, which have about $7 billion in assets under management, into American Real Estate Partners, a New York Stock Exchange-listed real estate partnership he controls. [read post]
9 Aug 2007, 1:08 pm
Today the New York Stock Exchange had its biggest volume day ever, trading 2.8 billion shares.... [read post]
7 Aug 2007, 11:03 am
JUNE 15, 2007: NYSE FINED MORGAN STANLEY $500 THOUSAND FOR FAILURE TO SUPERVISE On June 15, 2007, the New York Stock Exchange fined Morgan Stanley $500,000 for failing to supervise a group of registered representative in its midtown Manhattan office. [read post]
7 Aug 2007, 1:11 am
Visit Legal Technology
Keep Your SOX On
New Jersey Law Journal
There has been a lot of talk recently suggesting that the Sarbanes-Oxley Act of 2002 is driving companies away from U.S. stock exchanges to list their initial public offerings on foreign exchanges. [read post]
6 Aug 2007, 9:10 am
There's also the NYSE, the New York Stock Exchange. [read post]
6 Aug 2007, 6:09 am
If you explain it right, there should be no doubt that you are not trying to establish a New York stock exchange in your backyard and they will happily give you the approval. [read post]
5 Aug 2007, 4:18 pm
Giuliani said that as mayor of New York, he had increased revenue to pay for bridge and road repair by cutting taxes, thereby jolting the economy, and said he would do the same thing as president. [read post]
5 Aug 2007, 7:30 am
Ameritrade later stated that it routes such orders only to the American Stock Exchange (Amex), and never to the Chicago Board Options Exchange or the Philadelphia Stock Exchange where the options were also listed. [read post]
4 Aug 2007, 6:33 am
The London Stock Exchange, meanwhile, has developed into a top destination for companies from all over the world. [read post]
3 Aug 2007, 6:49 am
And the room itself is so packed with computer monitors, screens, video equipment, systems and other electronics that it is almost overwhelming.Thursday morning, I had the chance to spend time on the floor of the New York Stock Exchange as The Daily Record's parent company, Dolan Media, presented our initial public offering on the exchange. [read post]
2 Aug 2007, 11:13 am
Here is the link to FINRA's press release: [www.finra.org] Earlier this year the NASD and the New York Stock Exchange (NYSE) agreed to a merger that would combine the member regulation operations into a single, new self-regulatory organization (SRO) that will be the sole private-sector regulator for all 5,100 securities brokers and dealers doing business with the public in the United States. [read post]
2 Aug 2007, 5:01 am
The parent company of the New York Stock Exchange and the Euronext stock exchange, reporting financial results for the first time as a combined exchange, said quarterly net income climbed to $161 [...] [read post]
2 Aug 2007, 2:58 am
New York Stock Exchange Inc. [read post]
1 Aug 2007, 8:09 am
The New York Stock Exchange has disciplined Citigroup Global Markets for books and records violations and supervisory deficiencies. [read post]
30 Jul 2007, 10:53 am
The New York-based court faulted the agency's inconsistent interpretations of SEC Rule 14a-8(i)(8), which allows companies to omit proposals that "relate to an election of directors. [read post]
27 Jul 2007, 10:25 am
The two forums for arbitration of security disputes are the National Association of Securities Dealers and the New York Stock Exchange. [read post]
27 Jul 2007, 5:34 am
For more almost forty years I could fell safe knowing that if a company's stock symbol had three letters it was listed on the New York Stock Exchange or possibly the American Stock Exchange. [read post]
27 Jul 2007, 5:34 am
For more almost forty years I have felt safe with the knowledge that if a company's stock symbol had three letters it was listed on the New York Stock Exchange or, possibly, the American Stock Exchange. [read post]
26 Jul 2007, 5:15 am
As the press release by the New York DA's office described:SELTERMAN held the position of General Counsel at Take-Two from 1999 to 2007, when he left the company. [read post]
