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14 Feb 2019, 1:54 pm
Lev Sugarman shared a livestream of a House Homeland Security Committee hearing on election security. [read post]
14 Feb 2019, 12:14 pm
According to Bloomberg News, the Vanguard Group holds about $415 million of municipal bonds issued on behalf of PG&E Corp., about half of the $920 million state and local debt sold for the California utility that recently filed for bankruptcy because of the devastating California wildfires. [read post]
14 Feb 2019, 8:33 am
District Judge Laura Taylor Swain has approved a plan to restructure nearly $18 billion of Puerto Rico’s Sales Tax Financing Corp. [read post]
13 Feb 2019, 10:31 am
Air Force counterintelligence officer who defected to Iran and shared intelligence material with the Islamic Revolutionary Guard Corps, the New York Times reports. [read post]
13 Feb 2019, 2:35 am
Everybody knows that with the SEC operating with a skeleton crew for over a month, Corp Fin has a pretty deep hole to dig itself out of. [read post]
12 Feb 2019, 5:04 pm
Basic corp info from the petitioner. [read post]
12 Feb 2019, 1:49 pm
Securities Suit Settlements List appeared first on The D&O Diary. [read post]
12 Feb 2019, 10:35 am
Booking.com B.V. v. [read post]
12 Feb 2019, 3:00 am
Yesterday, Corp Fin granted the company’s no-action request & permitted it to exclude the proposal from its proxy materials. [read post]
11 Feb 2019, 4:21 pm
When I was a Peace Corps Volunteer in the Korean countryside of the 1970s, virtually everyone lived in poverty by US standards. [read post]
11 Feb 2019, 12:50 pm
In a recent FINRA expungement arbitration, we find FINRA member firm National Securities Corporation being sued by none other than its former President/CEO, who ran the place for some 16 years. [read post]
11 Feb 2019, 12:05 pm
Brunetti (April 15): A First Amendment challenge to a federal law that bans the registration of “immoral” or “scandalous” trademarks Emulex Corp. v. [read post]
11 Feb 2019, 6:00 am
Pandya, chief financial officer, and formerly the CFO of AngioMetrix Corp. [read post]
11 Feb 2019, 5:00 am
.: The Carnegie Endowment for International Peace will hold an event entitled Resilient Democracy in a Digital World, featuring a discussion on digital election security with former White House Chief of Staff Denis McDonough, Deputy Prime Minister of the Netherlands Kasja Ollongren, Deputy Director of the Department of Homeland Security’s Cybersecurity and Infrastructure Security Agency and Johns Hopkins professor Thomas Rid. [read post]
10 Feb 2019, 7:00 am
While data on extremists’ recruitment of Jordanians is sparse, a Mercy Corps study of returned extremist militants in Jordan revealed that the vast majority were employed prior to recruitment, many as doctors or engineers, and economic and educational needs did not contribute to their decision to join extremist groups. [read post]
9 Feb 2019, 12:37 pm
Rafael Golan & Crystal Bay Securities Allegedly Engaged in Gross Negligence by Purportedly Failing to Disclose the Risk of the Investments Rafael Golan and Crystal Bay Securities, a Delray Beach, Florida independent brokerage formerly known as RSG Capital Corp., allegedly committed gross negligence under Florida law, according to Reports from a Financial Industry Regulatory Authority panel in Florida under review by investor rights attorney Alan Rosca. [read post]
8 Feb 2019, 12:27 pm
His previous employers include Ameritas Investment Corp. [read post]
7 Feb 2019, 12:08 pm
Bayer Corp., in the Eastern District of Texas; and United States ex rel. [read post]
7 Feb 2019, 3:00 am
Securities Class Actions: Highest Levels Ever? [read post]
6 Feb 2019, 1:34 pm
His previous employer was 1st Global Capital Corp. [read post]
