Search for: "Securities Investor Protection Corporation"
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1 Mar 2012, 6:17 pm
No legal requirement to report a loss of sensitive information or a remote computer intrusion exists, and announcing a security breach of this kind could tarnish a company’s reputation and endanger its relationships with investors, bankers, suppliers, customers, and other stakeholders. [read post]
1 Mar 2012, 9:40 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Boca Raton, Florida. [read post]
1 Mar 2012, 9:40 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Boca Raton, Florida. [read post]
1 Mar 2012, 4:07 am
Customer data protection is handled by multiple layers of hardware and software security in ISS’ Geneva data facility.Global market initiatives, such as the United Nations Principles for Responsible Investment, and recent regulatory developments, such as the introduction of investor stewardship codes in various markets, highlight the important governance role of investors in exercising their active ownership rights, including voting at company meetings. [read post]
29 Feb 2012, 6:45 am
Anyone who is paid above his reservation wage (hopefully most of us) can be said to be making a profit, just like, as financial investors, we’re making a profit whenever our money earns more than it could be earning elsewhere. [read post]
28 Feb 2012, 7:09 am
Franchisees should not be expected to act contrary to their perceived interests in order to protect third parties. [read post]
28 Feb 2012, 2:00 am
Major themes throughout the conference included a desire for more transparency and increased disclosure, improved cross border transactions and negotiations, as well as several initiatives to proactively protect investors and small businesses during the current volatile market. [read post]
27 Feb 2012, 12:24 pm
The FBI identified an increase in securities and commodities fraud cases, which the Bureau said were the result of investors looking for alternative investment opportunities in the often volatile market. [read post]
27 Feb 2012, 2:00 am
It is also an investor protection idea that I included in my unsuccessful attempt as Commissioner to reform the fair, just and equitable standard. [read post]
26 Feb 2012, 10:18 pm
With this added layer of protection, now international banks and investment houses feel secure in acquiring DRINKBONDS backed by the giant insurance company. [read post]
24 Feb 2012, 10:41 am
Back in 2007 Orlan Johnson a Washington, DC based partner in the law firm Saul Ewing and chairman of the Securities Investor Protection Corporation helped raise $400,000 for then candidate Obama. [read post]
23 Feb 2012, 10:27 am
Over the past year, the SEC has moved to protect U.S. investors in U.S. companies with substantial foreign operations through trading suspensions of at least 20 U.S. issuers based abroad; stop orders against two U.S. issuers based abroad to prevent further stock sales under materially misleading and deficient offering documents; and filing a subpoena enforcement action against a foreign-based audit firm to obtain documents. [read post]
22 Feb 2012, 12:46 am
Indemnification is the first and most important line of defense for the protection of directors and officers. [read post]
20 Feb 2012, 8:21 am
The "ownership society/personal responsibility" mantra of the Bush presidency justified heaping tax breaks on large corporations and their owners/investors at the top of the income distribution while preaching deunionization, privatization, and safety net withdrawal. [read post]
18 Feb 2012, 5:15 am
Enron got away with using phony subsidiaries and off-shore transactions until it was too late for the investors. [read post]
15 Feb 2012, 2:40 pm
CDS are financial instruments meant to protect investors in the event a company or State they have invested in default on their payments. [read post]
15 Feb 2012, 9:13 am
The institutional investors stand ready to assist the Commission combat efforts to weaken or roll-back the important investor protection provisions of the Dodd-Frank Act. [read post]
15 Feb 2012, 6:06 am
Securities and Exchange Commission to carry through with implementing the investor protection provisions of the Dodd-Frank Act. [read post]
14 Feb 2012, 12:39 pm
The waiver of certain sanctions by the SEC has allowed these financial giants to continue to use rules that let them instantly raise money publicly, without waiting weeks for government approvals, to remain protected under the Private Securities Litigation Reform Act of 1995, and to continue managing mutual funds and help small, private companies raise money from investors. [read post]
13 Feb 2012, 3:40 pm
CDS are financial instruments meant to protect investors in the event a company or State they have invested in default on their payments. [read post]
