Search for: "Security Financial Fund LLC" Results 3201 - 3220 of 3,787
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14 Nov 2017, 3:27 am by Kevin LaCroix
These exchanges, such as Coinbase and Bitfinex, allow people to buy, sell, and transfer funds across cryptocurrencies and central bank-backed currencies, such as dollars and euros. [read post]
11 Mar 2011, 6:55 am by Shari Shapiro
Purchased through negotiation by Banc of America Securities LLC, as follows: Due Amount Cpn Reoffered Ins 10/1/36 $14,450,000 5.125% 5.125% L.O.: Shipman & Goodwin, Hartford, CT. [read post]
7 Jun 2009, 4:28 am
  Doing so violated both the Constitution and federal economic recovery law. * An automobile manufacturer is not a “financial institution” and thus was not eligible for “bailout” funds. * The benefit funds as “absolute priority” lenders had “standing” to challenge Treasury’s maneuver because of the impairment of their collateral. * The Treasury rebuffed all efforts by… [read post]
31 Jul 2024, 10:02 am by Marie Nganele
By 2020, the SEC had ruled against Jarkesy and Patriot28 LLC, resulting in a cease-and-desist order, a $300,000 penalty, and a ban on future involvement in the securities industry against both Jarkesy and Patriot28. [read post]
3 Jun 2022, 6:49 am by Raquel Leslie, Brian Liu
Traders are so nervous that in May, Alibaba lost $26 billion in value within minutes after an individual who shared co-founder Jack Ma’s surname was accused of endangering national security. [read post]
23 May 2016, 11:41 am by Michael B. Stack
  They’re designed to protect and offer security to injured parties, so that they can meet their financial obligations in the future. [read post]
20 Aug 2021, 5:54 am
Citrin, Cassandra Frangos, and Melissa Stone, Spencer Stuart, on Saturday, August 14, 2021 Tags: Boards of Directors, Executive turnover, Human capital, Long-Term value, Management, Succession DOJ Indicts Founder of Nikola for Allegedly Defrauding Retail SPAC Investors Posted by Jonathan Kolodner, Rahul Mukhi, and Jared Gerber, Cleary Gottlieb Steen & Hamilton LLP, on Sunday, August 15, 2021 Tags: Merger litigation, Mergers &… [read post]
16 Feb 2023, 6:02 am by The White Law Group
   The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm dedicated to the representation of investors in FINRA arbitration claims against brokerage firms throughout the United States. [read post]
15 Feb 2017, 7:53 am by Brad Hokanson
Half of the FICA taxes, which fund Social Security and Medicare, are the employer’s responsibility while the other half is the employee’s responsibility. [read post]
15 Feb 2017, 7:53 am by Brad Hokanson
Half of the FICA taxes, which fund Social Security and Medicare, are the employer’s responsibility while the other half is the employee’s responsibility. [read post]
7 Dec 2009, 3:00 am by Peter A. Mahler
Mahler:  In your book you suggest that the "architecture of corporate law" may have contributed to the recent financial meltdown. [read post]
23 Nov 2009, 4:30 am by Anthony Lake
Shelnutt was represented in the trial by attorneys Thomas Withers and Craig Gillen and the firm of Gillen Withers & Lake LLC. [read post]
8 Nov 2019, 5:55 am
Sharfman, Main Street Investors Coalition Advisory Council, on Sunday, November 3, 2019 Tags: Boards of Directors, Fiduciary duties, Investment advisers, Proxy advisors, SEC, Securities regulation, Shareholder voting Views from the Steering Room: A Comparative Perspective on Bank Board Practices Posted by Stilpon Nestor and Konstantina Tsilipira, Nestor Advisors Ltd., on Sunday, November 3, 2019 Tags: Bank… [read post]
” Various exemptions will be applicable to certain industries: Securities issuers[1] Domestic governmental authorities Banks Domestic credit unions Depository institution holding companies Money transmitting businesses Brokers or securities dealers Securities exchange or clearing agencies Other Securities Exchange Act of 1934 entities Registered investment companies and advisers Venture capital fund advisers … [read post]
20 Dec 2015, 12:19 pm by James S. Friedman, LLC
  This program focuses on the financial profits of drug trafficking and money laundering operations, with an eye toward cutting off funding for such activities. [read post]