Search for: "Merril"
Results 3221 - 3240
of 5,198
Sorted by Relevance
|
Sort by Date
6 Feb 2018, 12:38 pm
Jeffrey Dragon was registered with John Hancock Mutual Life Insurance Company, John Hancock Distributors, GNA Securities, Citizens Investment Securities, Citigroup Global Markets, Merrill Lynch and Berthel, Fisher & Company in Burlington, Massachusetts from March 2007 until September 2016. [read post]
6 Nov 2008, 6:31 am
(Smith Barney), Merrill Lynch, Pierce Fenner & Smith Inc. and UBS Financial Services, Inc. entered into the Protocol for Broker Recruiting ("Protocol") in 2004. [read post]
21 Dec 2016, 6:14 am
Jim Merrill Indicted in S.C. [read post]
13 Aug 2019, 10:14 am
According to Merrill Lynch, 41% of women say they would use their disposable income to pay off debt versus just 36% of men. [read post]
26 Mar 2010, 3:15 pm
Also in 2000, Chicago Bear player Merril Hoge received a $1.55 million jury verdict in a brain injury case against the team’s physician Dr. [read post]
22 Dec 2010, 9:40 am
Cordray has filed numerous lawsuits during his tenure as the Ohio Attorney General, most notably against AIG, Marsh & McLennan, Bank of America, and Merrill Lynch which resulted in more than 2.5 billion dollars in settlements. [read post]
27 Jul 2017, 4:34 pm
While the lure of triple tax exempt income (income on Puerto Rico bonds is exempt from federal, state, and local taxes) helped firms like UBS, Merrill Lynch, Morgan Stanley and Santander in their sales pitch to prospective retail investors, often Mom and Pop investors were left unaware and uninformed as to the significant risks associated with investing in Puerto Rico bonds. [read post]
12 Aug 2009, 5:13 am
Under the agreement announced Aug. 3, Bank of America would pay $33 million to settle charges by the SEC that it lied to shareholders about billions of dollars in bonuses promised to Merrill Lynch executives. [read post]
18 Jan 2018, 1:36 pm
Some of the major policies pedaled by financial advisors at firms like Merrill Lynch, Morgan Stanley, and UBS were Geneworth, Penn Treaty and John Hancock Policies. [read post]
6 Feb 2008, 5:04 am
Merrill Matthews. [read post]
25 Jul 2013, 7:00 pm
(merrill-lad-magazine.com) [read post]
28 Jul 2013, 10:02 am
We have successfully represented numerous Florida consumers against many debt collectors and credit card companies, including: A & A North American Financial, American Express, Arrow Financial Services, Asset Acceptance, Barclays Bank, CACH, Cavalry Portfolio Services and Cavalry SPV I, Capital One, Chase Bank, Citibank, Discover Bank, Equable Ascent Financial, FIA, Financial Independence Services, Galaxy Portfolios, HFC Collection Center, HSBC Bank, Hudson & Keyse, LVNV Funding,… [read post]
1 Jan 2008, 1:08 pm
Merrill Lynch predicts that ad spending on the Web will grow 18.4% in the U.S. next year, versus 2.3% growth for ad spending as a whole. [read post]
18 Feb 2010, 5:12 am
[New York Times] * The latest revelations in the Bank of America / Merrill Lynch mess -- including an explanation on the sudden and mysterious firing of BofA's general counsel, Timothy Mayopoulos. [read post]
29 May 2007, 2:18 pm
Merrill Lynch; Kara Scannell of the Wall Street Journal reports here on whether the SEC will back shareholders in these cases; and Peter Lattman has this post at the WSJ.com Law Blog. [read post]
15 Apr 2007, 8:54 am
Cases cited included In re American Fertility Society, 188 F.3d 1345 (CAFC 1999), In re Merrill Lynch, 828 F.2d 1567, In re Steelbuilding, 415 F.3d 1293In Acumed v. [read post]
8 Oct 2010, 7:25 am
Currently, financial advisors that sell investments for brokerage firms like Merrill Lynch are held to a suitability (i.e. reasonable) standard and investment advisors are held to a fiduciary standard. [read post]
18 Nov 2009, 1:45 pm
Since 2008, state securities regulators have secured deals with banks including Citigroup, Merrill Lynch, Goldman Sachs, Deutsche Bank, Wachovia, JP Morgan, Morgan Stanley, UBS and TD Ameritrade. [read post]
2 Dec 2006, 11:26 am
Merrill Lynch just announced this week that it is the latest firm to pay money to settle an overtime lawsuit.Both stories are at the Brokers Legal Center at SECLaw.com [read post]
22 Mar 2018, 1:05 pm
Meier’s career in the securities industry dates back to the early 1980’s, including stints at Merrill Lynch, now defunct Thomson McKinnon, Prudential Securities, Citigroup — and most recently, Morgan Stanley — from June 2009 – April 2016. [read post]
