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12 Feb 2017, 6:34 am
Screening of “500 Years” and Discussion with Filmmakers ◄ Pamela Yates, Co-founder and Creative Director, Skylight Pictures, Brooklyn, New York ◄ Paco de Onís, Executive Director, Skylight Pictures, Brooklyn, New York► Moderator: Naomi Roht-Arriaza, Distinguished Professor of Law, University of California Hastings College of the Law, San Francisco Research Forum: Friday, March 3, 2017University of Georgia School of Law, Athens… [read post]
7 Sep 2010, 9:00 am
The company is listed on the Toronto Stock Exchange (TSX), but it does not have significant assets or operations in the province of Ontario aside from two of its non-management directors residing in the province. [read post]
9 Feb 2010, 7:36 am
That doesn’t work in financial products, which can be replicated overseas in a New York (or London!) [read post]
21 Apr 2008, 1:20 pm
Morgan Raises Bid for Bear Stearns to $10 a Share, NY TIMES, Mar. 24, 2008, available at [www.nytimes.com] [4] Understanding the Recent Changes to Federal Reserve Liquidity Provision, Federal Reserve Bank of New York, [www.newyorkfed.org] (last visited Apr. 19, 2008) [5] Investment Houses Tap Fed for Billions in Emergency Loans, ASSOCIATED PRESS(FOX BUSINESS), Apr. 3, 2008, available at [www.foxbusiness.com] [6] Id [read post]
16 May 2021, 9:10 pm
James Alford, Senior Editor March 10, 2021 | A New New York Stock Exchange? [read post]
1 Feb 2019, 10:51 am
Recovering the promise of the orderly and fair stock exchange. [read post]
22 Aug 2011, 10:08 pm
Attorney for the Southern District of New York, now the mayor of New York City -- waged his high-profile holy war, which Fischel calls a “Reign of Terror. [read post]
16 Aug 2023, 9:04 am
Hector May, of New York, NY, reportedly pleaded guilty in December 2018, to participating in a conspiracy to defraud investment advisory clients out of more than $11 million. [read post]
28 Apr 2009, 7:14 am
Weekly D826aContracts -- Stock purchase agreement -- Arbitration -- Action against guarantors of promissory notes given in connection with stock purchase agreement was not subject to arbitration provision in stock purchase agreement -- Arbitration provision in agreement applies only to indemnification claims, and suit to enforce unconditional guarantee was not a claim for indemnity -- Arbitration clause applies to claims for indemnification caused by purchaser's… [read post]
14 Apr 2017, 3:00 am
It’s not cheap to live in NYC and I paid 9.25% of my gross income to New York State and City as a privilege. [read post]
14 Apr 2017, 3:00 am
It’s not cheap to live in NYC and I paid 9.25% of my gross income to New York State and City as a privilege. [read post]
2 Dec 2008, 12:53 am
Background On March 15, 2004, InVision announced it would be acquired by GE in a cash-for-stock transaction. [read post]
15 Jan 2018, 9:00 am
The Stark Law governs what types of referrals doctors can make if they bill for Medicare and Medicaid. [read post]
17 Nov 2011, 8:06 am
The notice stated that broker-dealer firms that allow the use of any title or designation that conveys expertise in senior investments or retirement planning where such expertise does not exist may violate FINRA Rule 2010, NASD Rule 2210, New York Stock Exchange (NYSE) Rule 472, and anti-fraud provisions of the federal securities laws. [read post]
22 Oct 2010, 5:39 pm
The New York State Insurance Commission investigated and settled its own claim against Conseco, now some 10,000 policyholders are suing the insurance provider. [read post]
29 Nov 2015, 5:53 pm
On November 26, 2015, Tesco plc issued a press release in which the company stated that it had reached an agreement in principle to settle the U.S. securities class action lawsuit pending in the Southern District of New York, for $12 million. [read post]
19 Jan 2010, 11:43 am
Securities and Exchange Commission asking for improved disclosure guidance. [read post]
5 Apr 2023, 2:05 pm
Coggeshall purportedly made multiple misrepresentations to investors, including that they were investing in BOTR, LLC, a successful mergers and acquisition firm based in New York, their investments were safe and insured, and they would receive periodic interest payments at a high, fixed rate. [read post]
19 Feb 2022, 12:00 pm
The New York Stock Exchange has filed an application to register “NYSE” as a trademark for a marketplace for the trading of NFTs. [read post]
5 Oct 2019, 8:44 am
New York Times. [read post]
