Search for: "Securities Investor Protection Corporation"
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2 Jun 2024, 9:01 pm
For one, timely investigations and resolutions address misconduct, protect investors, and promote accountability. [read post]
18 Jul 2022, 11:30 pm
Now, large Fortune 100 corporations such as Walmart, Nike, and Spotify are entering the fray, and Mastercard is making it easier to buy NFTs, raising the question, what is an NFT? [read post]
5 Apr 2011, 2:06 am
Wachovia/Wells Fargo: On March 31, 2011, Southern District of New York Judge Richard Sullivan issued his rulings on the motions to dismiss in the consolidated securities litigation that had been filed on behalf former equity shareholders and bondholders of Wachovia Corporation. [read post]
26 Jul 2024, 4:17 am
The specific disclosures provided to investors on an issuer and the security being offered. [read post]
14 Apr 2016, 1:54 pm
” Likewise, on March 31, 2016, in the keynote address at the SEC-Rock Center for Corporate Governance Silicon Valley Initiative, SEC Chair Mary Jo White discussed the importance of internal controls over financial reporting even for companies at the pre-IPO stage, notwithstanding that they are not subject to the applicable securities law provisions: Another area in which pre-IPO companies, including unicorns, present risks for investors centers on… [read post]
27 Aug 2014, 5:21 pm
Leflar; Law Clerk, McMath Woods, P.A.; Public Interest Extern, Attorney General for the Cherokee Nation; Corporate Extern, Walmart Stores, Inc.; Law Clerk, Mostyn Prettyman; Pro Bono Law Clerk, Legal Aid of Arkansas; Research Intern, Nature Conservancy; Consultant, Arkansas Wildlife FederationDistance LL.M. [read post]
29 Dec 2011, 11:43 am
, Twitter, Facebook, AOL, LinkedIn, Mozilla Corporation, eBay, and Wikimedia Foundation. [read post]
26 Jan 2018, 6:28 am
Most corporate and government networks log traffic. [read post]
13 May 2013, 1:00 pm
” When I use that term, I refer to an interactive website which matches startups with potential investors who are “accredited investors” under federal securities laws (i.e. they are wealthy). [read post]
21 Mar 2023, 3:23 am
Activists will likely begin to highlight cyber security vulnerabilities at a growing rate when advocating for management changes and expect swift consequences for boards that fail to adequately protect company value from the threat of a cyber attack. [read post]
8 Sep 2010, 2:57 am
: For several years beginning in 2007, corporate and securities litigation was largely driven by lawsuits arising out of the subprime meltdown and the global credit crisis. [read post]
25 Jul 2017, 3:50 am
The Treasury consultation followed an announcement in March 2016 that the UK should develop a competitive corporate and tax structure to attract Insurance Linked Security (ILS) vehicles to be established in the UK. [read post]
22 Nov 2010, 12:12 pm
Federal securities law, however, prohibits investors and managers from crafting optimal insider trading policies. [read post]
18 Feb 2021, 1:31 pm
How a lender is protected from loss or a borrower protects their personal assets is a complex issue. [read post]
26 Sep 2021, 7:46 am
The letters’ purpose ostensibly is to allow the Senators to “understand what sort of Congressional or regulatory action may be necessary to better protect investors and market integrity. [read post]
7 Sep 2013, 9:01 pm
READ 28-31. -- Michel Foucault, Security, Territory, Population, Lectures at the Collège de France 1977-1978. [read post]
28 Apr 2022, 9:01 pm
One reason is that SPACs were not always structured to allow for unlimited redemptions, and observers have noted that allowing SPACs to consummate a de-SPAC even when a substantial majority of shareholders redeems its shares creates and contributes to poor incentives, increases potential for dilution, and raises investor protection concerns.[14] Stock exchanges are self-regulatory organizations and gatekeepers that provide investor and corporate governance… [read post]
27 Dec 2013, 10:41 pm
The district court granted summary judgment in favor of Sidense Corporation (“Sidense”), holding that it did not infringe Kilopass Technology, Inc. [read post]
12 Dec 2017, 4:36 pm
We acted quickly to protect retail investors from this initial coin offering’s false promises. [read post]
31 May 2024, 12:51 pm
If your business isn’t structured as a corporation or LLC with limited liability protection, you could be held personally liable for outstanding business debts. [read post]
