Search for: "Security Financial Fund LLC"
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27 Mar 2011, 2:19 pm
Installing a sophisticated home-security system could lower your rate by up to 20%, according to Insure.com. [read post]
24 Mar 2011, 8:40 am
The SEC also named David Goulding, Inc., David Samuel, LLC, Financial Alchemy, LLC, Philly Financial, LLC, Samuel Wayne and Eric Irrgang as relief Defendants in its case. [read post]
23 Mar 2011, 8:58 pm
The US Securities and Exchange Commission has filed a securities fraud complaint accusing Juno Mother Earth Asset Management LLC and its founders Arturo Rodriguez and Eugenio Verzilli of looting over $1.8 million in assets from a hedge fund. [read post]
23 Mar 2011, 12:28 pm
Absaroka Capital Management LLC issued a follow up report on China Shen Zhou Mining & Resources Inc. [read post]
21 Mar 2011, 12:34 pm
National securities exchanges have responded with new rules to facilitate new listings for SPACs. [read post]
17 Mar 2011, 7:10 pm
Last month, our stockbroker fraud lawyers reported on a Securities and Exchange Commission order to freeze the assets of Michael Kenwood Capital Management, LLC and its principal Francisco Illarramendi for their alleged misappropriation of $53 million in investor funds. [read post]
17 Mar 2011, 8:00 am
Securities and Exchange Commission filed civil securities charges against Durham, Cochran and Snow. [read post]
16 Mar 2011, 6:26 am
Consider A Forensic Employer Protection Program - http://tinyurl.com/2c5nxf5 (Orange Legal Technologies) Don't Fall Victim to Twitter Tunnel Syndrome - http://tinyurl.com/4zbhjng (Zach Olsen) Five Things Your Email Policy Needs to Have - http://tinyurl.com/4ssd3dj (Jeff Orloff) Google Speeds Tweet Information - http://tinyurl.com/4d9qrm7 (Whitney Grace) Corporate Governance and Innovation - http://tinyurl.com/6akenud (Matthew O'Connor, Matthew Rafferty) Hide Sites To Find More Of What You… [read post]
16 Mar 2011, 4:48 am
The Maryalnd Department of Financial Regulation has recently ruled that one company making these advances-- American Legal Funding, LLC--is doing so unlawfully and has taken advantage of Maryland accident victims. [read post]
16 Mar 2011, 1:48 am
" However, as noted above, in late January the Securities and Exchange Commission charged three of the legal entities - West End Financial Advisors LLC (WEFA), West End Capital Management LLC (WECM), and Sentinel Investment Management Corporation - and four former executives - William Landberg, president Kevin Kramer, chief financial officer Steven Gould and controller Janis Barsuk - with, among other things, fraud related to the operation of the… [read post]
13 Mar 2011, 3:01 pm
In this difficult economy, funding sources can be scarce. [read post]
11 Mar 2011, 6:55 am
Purchased through negotiation by Banc of America Securities LLC, as follows: Due Amount Cpn Reoffered Ins 10/1/36 $14,450,000 5.125% 5.125% L.O.: Shipman & Goodwin, Hartford, CT. [read post]
10 Mar 2011, 5:52 pm
JPMorgan Securities and UBS Securities LLC were the two underwriters. [read post]
10 Mar 2011, 5:00 am
You need to worry about more than just the Securities and Exchange Commission when it comes to private fund fraud. [read post]
10 Mar 2011, 5:00 am
You need to worry about more than just the Securities and Exchange Commission when it comes to private fund fraud. [read post]
9 Mar 2011, 12:54 am
Major debt holders include Bank of America, Praesidian Capital Investors, LP, and LNB Holding LLC. [read post]
8 Mar 2011, 1:38 am
Delegates will also include representatives from the banking and financial services sector, accountants and tax professionals, venture capitalists, state bodies, government departments and local authorities.The Symposium will be chaired by Deirdre Somers, Chief Executive of the Irish Stock Exchange (ISE) and Vice President of the Federation of European Securities Exchanges (FESE). [read post]
8 Mar 2011, 1:08 am
The companies owe over $475 million to secured creditors pursuant to a November 2006 loan agreement with Column Financial, Inc. [read post]
7 Mar 2011, 12:17 pm
In re American Express Financial Advisors Securities Litig., Civil Action No. 1-04-cv-1773 (S.D.N.Y.). [read post]
4 Mar 2011, 11:22 am
Panel 2: Private Investment Companies Eric Edwards, Vice President, Government Affairs, Goldman Sachs; Stuart Kaswell, Executive Vice President and Managing Director, General Counsel, Managed Funds Association; Ted Laurenson, Partner, McDermott, Will & Emery; Thomas Lemke, General Counsel, Legg Mason; Charles Lerner, Principal, Fiduciary Compliance Associates, LLC 11:15 a.m. [read post]
