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6 Dec 2011, 7:56 am
The board of directors believed the Association was protected from embezzlement because Association checks required two signatures. [read post]
5 Dec 2011, 8:59 am
Hershman, the co-founder of Transparency International, was retained by Siemens to serve as the Independent Compliance Advisor to the Board of Directors and to help the company develop a new corporate governance and compliance strategy. [read post]
2 Dec 2011, 12:53 pm
The FBI agent also included details about a California man and a check deposited to a bank, referencing information from the FBI’s internal case files. [read post]
2 Dec 2011, 2:00 am
De La Rosa, was recently named to a 3-year term on the Board of Directors of the Municipal Securities Rulemaking Board. [read post]
1 Dec 2011, 12:31 pm
The USPX model proposal urges a company's board to adopt a proxy access bylaw that would permit director nominees from: any party of one or more shareowners that has held continuously, for two years, 1 percent of the company’s securities eligible to vote for the election of directors, and/or any party of shareowners of whom 100 or more satisfy SEC Rule 14a-8(b) eligibility requirements (i.e., those who hold at least a $2,000 stake for one year). [read post]
30 Nov 2011, 10:35 am
Lawyers for former Goldman Sachs Group Inc. director Rajat Gupta will get to question the investment bank’s chairman Lloyd Blankfein as part of a related civil lawsuit by the Securities & Exchange Commission ahead of Gupta’s criminal trial on insider-trading charges in April. [read post]
30 Nov 2011, 7:46 am
*Bruce Swain is the Managing Director of Leapfrog Property Group. [read post]
29 Nov 2011, 7:25 am
Fisher resigned a week later, along with Stastney, the Vicis founding partner on Medical Solutions Management's board. [read post]
26 Nov 2011, 9:41 am
More: on the bank's board, per Benner, "for the most part, the directors were CEOs or retired CEOs of medium-sized to fairly big companies, often from the Midwest, and they shared a 'you work for us' attitude toward management. [read post]
22 Nov 2011, 4:44 pm
Beside the former Westsound leaders’ personal assets, the $15 million would come from directors’ and officers’ liability insurance. [read post]
22 Nov 2011, 4:06 pm
The Seattle Bank’s Board of Directors is currently engaged in a search for a permanent president and CEO, and a committee composed of four of the Seattle Bank’s executive officers will lead the organization until a permanent CEO is named. [read post]
21 Nov 2011, 7:07 pm
The suit details a host of wild and reckless loan practices used by loan officers and blessed by the board of directors. [read post]
20 Nov 2011, 5:22 pm
Frost Nat’l Bank v. [read post]
19 Nov 2011, 7:14 am
The funds board of directors approved AMMBandrsquo;s fees each year based on Morgan Stanleyandrsquo;s representations, the SEC order said. [read post]
18 Nov 2011, 5:46 pm
., (BUSINESS WIRE) — The law firm of Brower Piven, A Professional Corporation, has commenced an investigation into possible breaches of fiduciary duty to current shareholders of Hampshire First Bank (“Hampshire First”) and other violations of state law by the board of directors of Hampshire First relating to the proposed acquisition of the company by NBT Bancorp Inc. [read post]
18 Nov 2011, 2:17 pm
Every year AMMB submitted a report to MSIM which MSIM provided to the Fund’s board of directors in its evaluation for the renewal of the advisory and sub-advisory agreements. [read post]
17 Nov 2011, 5:26 pm
As the main investment adviser to The Malaysia Fund, MSIM told the fund’s board of directors and investors that a sub-adviser, an AM Bank Group subsidiary, had been contracted to provide research, advice, and support even though according to the SEC, the sub-adviser did not actually provide these services. [read post]
17 Nov 2011, 12:03 pm
He also spent time as the director of legislative affairs and deputy counsel to Vice President Al Gore, as well as a Senate staffer and clerk to U.S. [read post]
16 Nov 2011, 6:51 am
Award winners are highlighted as issuers whose practices substantially meet all of the CCGG's Building High Performance Boards and Executive Compensation Principles guidelines, and this year include CN Rail and the TD Bank Financial Group, as well as Manitoba Telecom Services in the small or mid-size issuer category. [read post]
15 Nov 2011, 5:00 am
They share that Management and Board readiness are essential for a successful IPO. [read post]
