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30 Jul 2012, 9:38 am by camp2889
The CFPB has met with consumer-advocate groups, banks, marketers, and taken feedback from buyers themselves. [read post]
National Australia Bank on the competitiveness of US markets as a venue for listings by foreign issuers and trading in cross-listed stocks. [read post]
19 Oct 2010, 12:49 pm by Above the Law
Today we bring you the inaugural offering; others will follow in future posts.The new Dodd-Frank Wall Street Reform and Consumer Protection Act has been described as “the biggest expansion of government power over banking and markets since the Depression. [read post]
14 Jul 2011, 1:12 pm by Phillips & Cohen
Harvey Pitt -- who was Securities & Exchange Commission chair during a time when the SEC let Wall Street run wild, leading to the financial mess the U.S. is in, and who has spent most of career representing corporate interests – once again fails to get it right.Testifying before the Senate Banking Committee on “Enhanced Investor Protection After the Financial Crisis”, Pitt criticized Dodd-Frank saying it would fail to protect investors. [read post]
1 Feb 2010, 12:53 am
Barney Frank (D-MA), has been active in attempting to facilitate passage of financial reform legislation, and in oversight pursuant thereto. [read post]
The FDIC is committed to developing a final rule that meets the objectives of the statute while preserving the ability of banking entities to perform important underwriting and market-making functions, including the ability to effectively carry out these functions in less-liquid markets. [read post]
30 Mar 2012, 11:16 am by Elan Mendel
The Dodd-Frank Act included the registration provision for hedge funds and private equity advisers so that the SEC could have a better understanding of the area. [read post]
7 Aug 2012, 9:05 am by Felix Shipkevich
“When Dodd-Frank was being debated, industry was in favor of single counterparty redit limits because we’d been using them for 15 or 20 years as part of our toolbox of things firms use to manage risk. [read post]
1 Mar 2011, 12:02 pm by David Kravets
He sat on the Foreign Relations Committee, headed the Banking Committee, and co-authored the Dodd-Frank Wall Street Reform and Consumer Protection Act. [read post]
13 Jul 2010, 8:29 am by Ted Allen
 Senator Chris Dodd, chairman of the Senate Banking Committee, said Monday night that Senate Democratic leaders had confirmed Snowe’s support for the legislation. [read post]
30 Jul 2014, 12:34 pm by Barbara S. Mishkin
  The letter was also signed by Republican Senator Mike Crapo, the Ranking Member of the Senate Committee on Banking, Housing, and Urban Affairs. [read post]
3 Aug 2007, 4:53 am
Frank Corte from San Antonio is the man who ramrodded this bad idea through the legislative process in 2005, so be sure to thank him for the subsequent wasted tax dollars and loss of personal privacy. [read post]
22 Oct 2018, 2:29 pm by Kathleen Scott (US)
The FSOC was established pursuant to the 2010 Dodd-Frank financial reform legislation and is chaired by the Secretary of the Treasury with members composed of the federal financial services regulators, state regulators in banking, insurance and securities and an independent member with insurance expertise. [read post]
22 Dec 2010, 6:39 am by Walter Olson
” And from the same link: But what’s also driving the push to check credit is fear of lawsuits, [employment attorney Manesh] Rath said, especially in businesses where employees have access to customers’ money or possessions, including the banking, property management, hotel and home health care industries. [read post]
9 Jun 2019, 8:19 am
Say-on-pay first entered corporate America when, in early 2009, Treasury Secretary Timothy Geithner stated that recipient banks of TARP relief must hold SOP votes. [read post]
31 May 2007, 4:57 am
Jack Franks, D-Woodstock, chairman of the State Government committee, said. [read post]
14 Sep 2011, 6:52 am by Nathan Koppel
She is beloved by consumer-rights advocates for being a fierce critic of the financial industry, but her bid to run the consumer bureau, created as part of last year’s Dodd-Frank financial overhaul, was opposed by the banking industry and Senate Republicans. [read post]
30 Jul 2011, 8:26 am by William Carleton
It's one of the mandates of Dodd-Frank and, as Joe knows, it's one of the reforms that were part of the Angel Investor Amendment that saved 506 from (then Senate Banking Committee Chair, now MPAA lobbyist) Christopher Dodd's initial, indiscriminate attack on startups and angel financing. [read post]
28 Jun 2010, 2:53 pm
The bureau would be housed within the Federal Reserve and would examine and enforce regulations for banks and credit unions with assets in excess of $10 billion. [read post]