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5 Feb 2010, 6:05 am by Hal Scott, Harvard Law School,
Similarly, Morgan Stanley would lose only 8.70% of its liability base by giving up bank holding company status. [read post]
11 Oct 2017, 3:24 am by Broc Romanek
In the absence of legislative action, the SEC should consider exempting smaller reporting companies (SRCs) and emerging growth companies from these requirements. 2. [read post]
25 Apr 2023, 6:46 am by Kevin LaCroix
Morgan and other large banks, has now been hit with a securities class action lawsuit after it announced its fiscal first quarter financial results on Monday. [read post]
3 Dec 2007, 5:15 am
See Roundtable Discussion on Proxy Voting, Securities and Exchange Commission, Thursday, May 24, 2007  (statement by Rob O’Connor, managing director, Morgan Stanley). [read post]
9 Feb 2012, 2:26 pm by Joe Mullin
Those companies include: Apple, Argosy Publishing, Blockbuster, Citigroup, eBay, Frito-Lay, JP Morgan Chase, New Frontier Media, Office Depot, Perot Systems, Playboy Enterprises International, Rent-A-Center, Sun Microsystems (bought by Oracle while this litigation was underway), and Texas Instruments. [read post]
15 Jul 2010, 10:00 am by Lucas A. Ferrara, Esq.
Both companies filed documents with the state asserting Levy had no control over the companies when in fact he had complete control and managed the day-to-day operations of them both. [read post]
3 Oct 2018, 3:00 am by John Jenkins
Axios’ Felix Salmon commemorated that milestone by tweeting a copy of what may be the most chilling email ever sent – a message in which one NY Fed official told another that Morgan Stanley had informed Tim Geithner late on Friday, Sept. 20, 2008 that it would be unable to open on the following Monday, and indicating that if Morgan Stanley didn’t open, Goldman Sachs was “toast. [read post]
8 May 2012, 1:07 am by Kevin LaCroix
The complaint, which can be found here, features a quote from and even a picture of company founder Sam Walton (allegedly taken from the company’s annual report). [read post]
13 Sep 2011, 12:48 am by Kevin LaCroix
 For example, the SEC raised just such an issue in an administrative proceeding against Morgan Keegan & Compay and Morgan Asset Management and two employees when it moved to disqualify counsel. [read post]
10 Apr 2020, 1:25 pm by Robert Rouder (US)
For most companies, the strength and reputation of their brands remains one of their most valuable assets. [read post]
10 Apr 2020, 1:25 pm by Robert Rouder (US)
For most companies, the strength and reputation of their brands remains one of their most valuable assets. [read post]
3 Sep 2020, 8:54 pm by Florian Mueller
A couple of hours ago (Thursday evening Pacific Time), Morgan Lewis's Brian Rocca, a leading California antitrust attorney and managing partner of Morgan Lewis's San Francisco office, made a filing on Google's behalf in response to a judge's question whether the very recently-filed Pure Sweat Basketball v. [read post]