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19 Jan 2009, 7:39 am
Look at the likes of Angelo Mozilo of Countrywide Financial, whose unbridled lending excesses helped trigger the mortgage meltdown; former Merrill Lynch CEO Stanley O'Neal, and Charles Prince, the former CEO who paved the way for Citigroup's precipitous tumble. [read post]
15 Jun 2009, 2:37 am
But there was no tracking or reporting provisions and in the end, very little of the repatriated money was used to create jobs.Instead many firms used the money to pay dividents, buy back stock, for mergers and aquisitions, and executive compensation.By the way, the list of companies repatriating earnings abroad at cut-rate tax liability, include the large job-creating, bailed-out Morgan Stanley, Citigroup, and JP Morgan Chase, Merrill Lynch.H/T TaxProf Blog [read post]
18 Jun 2007, 11:49 pm
.; Merrill Lynch, Pierce, Fenner & Smith Inc.; Morgan Stanley & Co. [read post]
13 Feb 2008, 10:10 pm
Meanwhile, far from Houston in Hartford, the DOJ continues to assert essentially the same case against three former General Reinsurance executives and an AIG executive that has been thrown out against Howard and also the four former Merrill Lynch executives in the equally reprehensible Nigerian Barge case (see also here and here). [read post]
30 May 2014, 7:50 am
According to Lawrence’s FINRA BrokerReport, he was registered with Southwest Securities from August 2011 through December 2013, Oppenheimer & Co. from June 2008 through July 2011, and Merrill Lynch from April 2003 through June 2008. [read post]
28 Jul 2013, 10:02 am
We have successfully represented numerous Florida consumers against many debt collectors and credit card companies, including: A & A North American Financial, American Express, Arrow Financial Services, Asset Acceptance, Barclays Bank, CACH, Cavalry Portfolio Services and Cavalry SPV I, Capital One, Chase Bank, Citibank, Discover Bank, Equable Ascent Financial, FIA, Financial Independence Services, Galaxy Portfolios, HFC Collection Center, HSBC Bank, Hudson & Keyse, LVNV Funding,… [read post]
12 Jun 2017, 1:12 pm
All broker-dealers (think Merrill Lynch, Edward Jones, LPL, Wells Fargo, and any company that employs a stockbroker) must be registered with the Financial Industry Regulatory Authority (FINRA), the Self-Regulatory Organization that is vested with the regulation of brokers and the enforcement of rules governing the brokerage industry. [read post]
27 Sep 2022, 5:43 pm
For the last decade, big banks like JP Morgan Chase, RBC, and Bank of America-Merrill Lynch have been creating “structured notes” and selling them to their clients by the billions. [read post]
17 Dec 2008, 3:04 am
Our partners Jonathan Bridges and Bill Merrill represented Ms. [read post]
18 Nov 2009, 9:00 am
This crisis has resulted in the elimination of independent investment banking firms, with Merrill and Bear now owned by commercial banks, Lehman gone, and Goldman and Morgan having converted to banks. [read post]
23 Feb 2011, 1:54 pm
Maddox Hargett & Caruso continues to investigate the selling practices of independent broker/dealers and investment firms such as UBS, Merrill Lynch, Citigroup, Morgan Keegan & Company, as well as others that may have recommended unsuitable investments in non-traded REITs to clients. [read post]
10 Jan 2008, 3:52 pm
Some of the firms involved were CIBC, Lehman, Merrill Lynch, Robert W. [read post]
23 Aug 2010, 11:51 am
Robert Sandman, who represents Hamilton's Verno, called it "patently absurd" to say that Norman Merrill Jr. - Pinizzutto's client who is accused of driving while intoxicated - cannot get a fair trial because of the way the judge is appointed. [read post]
19 Nov 2007, 9:39 pm
See also:http://ipbiz.blogspot.com/2007/10/poshard-unintentional-plagiarism.htmlhttp://ipbiz.blogspot.com/2007/11/daily-iowan-soft-on-plagiarists.htmlhttp://ipbiz.blogspot.com/2007/10/page-54-of-poshard-phd-thesis-real.htmlHOWEVER, for a different case with different facts, seeJournalism prof refutes plagiarism charge with the text:"Certainly, if what I did is plagiarism, it was unintentional and could, at the most, be considered technical, not unethical," Merrill… [read post]
10 Mar 2010, 12:47 pm
POGO’s letter points out that securities industry Self Regulatory Organizations, in general, and FINRA in particular, have an “incestuous” relationship with the brokerage industry which is fraught with conflicts of interest, that FINRA has failed to prevent all the major brokerage scandals back to the 1980s, that FINRA has failed to regulate member firms at the heart of the financial crisis (Lehman, Bear Stearns, Merrill Lynch), and that FINRA has failed to detect or act… [read post]
10 Jan 2011, 2:16 pm
Related posts:The Month in Layoffs – July 09 Merrill Lynch Layoffs Revisited This Week in Layoffs – 1/9/09 [read post]
31 Mar 2009, 8:12 am
A nonexclusive list of the financial institutions that give appear to move from blue to red in this order Goldman (more blue donation relationships), JPMorganChase, Citigroup, Morgan Stanley, BofA, Merrill Lynch (more red donation relationships), with the "bluer" three giving more than the "redder" three: Well worth a look. [read post]
5 Dec 2011, 2:00 am
We also discuss two opinions from the Second Circuit: one ruling that a class member in the Ameriprise litigation may arbitrate certain claims notwithstanding an intervening class settlement; and another affirming the dismissal of an auction rate securities action against Merrill Lynch. [read post]
30 Apr 2008, 6:53 am
Similar to past years, these proposals have failed at this year's annual meetings at some of the major financial corporations that have posted the largest asset write-downs and credit losses since the beginning of 2007 such as Citigroup, Merrill Lynch, Bank of America and Morgan Stanley. [read post]
4 Sep 2020, 12:15 pm
Prior to that, he was affiliated with Merrill Lynch in Frisco, Texas for 8 years. [read post]
