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29 Jun 2007, 10:53 am
New York Stock Exchange, Inc. 422 U.S. 659, 682 (1975). [read post]
29 Jun 2007, 10:04 am
As part of this process, the commission also is reviewing a proposed New York Stock Exchange rule to bar brokers from casting uninstructed shares in board elections. [read post]
28 Jun 2007, 1:18 am
Court of Appeals Rules DWI Law Does Not Apply to Chemical Inhalants
New York Law Journal
"Intoxication" under New York's Vehicle and Traffic Law involves the disorientation caused by drinking alcohol, not the high produced by "huffing" chemicals from aerosol cans, the Court of Appeals ruled Wednesday. [read post]
22 Jun 2007, 3:48 pm
The New York Stock Exchange's regulator group says that Morgan Stanley must pay $500,000 for not overseeing a group of brokers that had recommended unsuitable transactions for accounts belonging to the guardians of injured children and to retirees. [read post]
21 Jun 2007, 10:10 am
The two forums for arbitration of security disputes are the National Association of Securities Dealers and the New York Stock Exchange. [read post]
20 Jun 2007, 5:21 am
SEC Chairman Chris Cox delivered a speech to the New York Society of Security Analysts last Thursday in Washington. [read post]
18 Jun 2007, 4:26 pm
Shares of New Brunswick, New Jersey-based Johnson & Johnson fell 44 cents to $62.33 in New York Stock Exchange composite trading. [read post]
17 Jun 2007, 9:56 pm
... even though everyone tells me to take it easy for my last semester of law school, because the following sounds like a cool job to me: New York Stock Exchange New York, NY * Principal Rule Counsel Overview/Qualifications: Law... [read post]
15 Jun 2007, 4:10 pm
Read more here (from the New York Times). [read post]
14 Jun 2007, 12:57 am
Judge Rebuffs Stock Exchange's Request to Yank Information Posted by Animal Rights Groups
Daily Business Review
A Florida federal judge has rejected a request by the operator of the New York Stock Exchange that the names and home addresses of its European directors be removed from an Internet site operated by an animal rights group. [read post]
13 Jun 2007, 8:05 am
Rodgin Cohen, the chairman of New York's Sullivan & Cromwell. [read post]
13 Jun 2007, 5:31 am
The Salt Lake City office of the Securities and Exchange Commission is investigating a stock sale by Myron Wentz, Chairman and Chief Executive Officer of Usana Health Sciences. [read post]
11 Jun 2007, 6:05 pm
The task will soon grow because the New York Stock Exchange is divesting itself of regulatory duties over its membership, which includes most large large brokerage firms. [read post]
11 Jun 2007, 5:24 pm
Kinney, president and chief executive officer of the New York Stock Exchange, announced that the NYSE has agreed to amend its rules to eliminate broker discretionary voting, but only in the election of directors. [read post]
11 Jun 2007, 4:34 pm
There's also the NYSE, the New York Stock Exchange. [read post]
8 Jun 2007, 9:58 am
The bid was defeated when the New York Stock Exchange ruled that the dissidents had not physically mailed proxy cards to enough shareholders to make it a legitimately contested election. [read post]
6 Jun 2007, 3:26 pm
Read more here (from the New York Times). [read post]
5 Jun 2007, 1:33 pm
``It's definitely a consumer retail revolt,'' Flickinger, managing director of Strategic Resource Group in New York, said in an interview today. [read post]
31 May 2007, 7:49 am
The many private lawmakers - ranging from familiar organizations like the American Law Institute and the New York Stock Exchange to less well known ones, like the International Chamber of Commerce and associations of banks - are here envisioned as part of a federalist scheme that operates at a molecular level rather than at the level of the state. [read post]
29 May 2007, 1:55 pm
The New York Stock Exchange and Nasdaq require those same corporations to create corporate codes applicable to all employees.To encourage compliance and ethics training, Congress amended Section 8B2.1(B)(4) of the federal sentencing guidelines.All organizations are to take reasonable steps periodically to communicate their standards and procedures to employees, high-level personnel and members of the governing body. [read post]
