Search for: "US Security Associates Inc" Results 3241 - 3260 of 6,150
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13 Oct 2015, 6:33 am by Adam Weinstein
The latest FINRA complaint (Disciplinary Proceeding No. 2012033981601) alleges that from November 2003, through January 2014, while Wolk was associated with Woodstock Financial Group, Inc. [read post]
7 Oct 2015, 4:46 pm by Kevin LaCroix
 Mary is a partner and Courtney is an associate in the Securities Litigation Group at the firm. [read post]
7 Oct 2015, 6:46 am by Docket Navigator
Though the Patents-in-Suit address problems associated with creating and enforcing usage rights with content, they are directed to non-abstract solutions through the use of trusted systems. [read post]
6 Oct 2015, 3:05 am by Kevin LaCroix
[i] Newman and Chiasson were accused of trading Dell and NVIDIA securities based upon material, nonpublic information they received from their respective analysts. [read post]
3 Oct 2015, 5:44 am by Adam Weinstein
Since March 2011, Jethmal has been associated with Newbridge Securities Corporation located in Boca Raton, Florida. [read post]
1 Oct 2015, 7:46 am by Adam Nicolazzo
Morgan Securities LLC, Chase Investment Securities Corp., Wachovia Securities, Morgan Stanley DW, Inc., Prudential Securities, Inc. and Whale Securities Co., L.P., according to his publicly available BrokerCheck, as maintained by the Financial Industry Regulatory Authority (FINRA). [read post]
30 Sep 2015, 12:06 pm by Adam Weinstein
Turner & Company, LLP (JP Turner) and Newport Coast Securities Inc. [read post]
28 Sep 2015, 2:10 pm by Cynthia Marcotte Stamer
 Other DOL investigations target a broad range of other long standing and widely used industry practices. [read post]
24 Sep 2015, 9:32 am by Adam Weinstein
Since November 2007, until March 2015, Sibley was registered with Raymond James & Associates, Inc. [read post]
24 Sep 2015, 7:15 am by Docket Navigator
[T]he patents’ inventive use of identity associated with the client computer to control access to resources over an untrusted network was an improvement over the current technology of that time . . . [read post]
23 Sep 2015, 5:57 am by Adam Weinstein
Certain commonly used measures and ratios used to determine churning help evaluate a churning claim. [read post]
22 Sep 2015, 7:32 pm by Joseph J. Lazzarotti
Bloomberg BNA (subscription) recently reported that this fall the Center for Democracy & Technology (CDT) will be issuing a report on Fitbit Inc. [read post]