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20 Nov 2018, 11:35 am by Renae Lloyd
Brokerage firms are also required to supervise their advisors to ensure that they are complying with FINRA rules. [read post]
18 Nov 2018, 8:30 pm by Cynthia Marcotte Stamer
Self-insured employer and union sponsored health plans, health insurers and other health care payers, health care providers, managed care and practice management service providers and others structuring or working with preferred provider or other managed health care contracts should weigh the potential implications on their health plan provider agreements and managed care practices of the antitrust lawsuit  jointly brought by the U.S. [read post]
16 Nov 2018, 12:41 pm by Green, Schafle & Gibbs
Specifically, we’re looking for schemes or abuses that might be more far-reaching than the individual cases brought through the FINRA arbitration process.Brokers & Brokerages Barred, Suspended, or Fined by FINRABrokerbank Securities, Inc. [read post]
15 Nov 2018, 10:30 pm by Public Employment Law Press
Eisman of counsel), amicus curiae pro se.Morningside Heights Legal Services, Inc., New York, NY (Elora Mukherjee, National Immigrant Justice Center [Mark Fleming and Katherine Melloy Goettel], pro se, and Christopher N. [read post]
11 Nov 2018, 4:03 pm by Wolfgang Demino
The Trusts had instead relied on a business records affidavit signed by a “Legal Case Manager” employed by Transworld Systems, Inc. with a assortment of exhibits attached to it. [read post]
11 Nov 2018, 3:15 am by Barry Sookman
| Centre for Free Expression https://t.co/9OnJXm0lfD 2018-11-07 Computer and Internet Updates for 2018-11-07 https://t.co/bE2W5ZY30r 2018-11-08 Computer and Internet Updates for 2018-11-07 https://t.co/ouSPnFHylp 2018-11-08 Oracle Corporation: Court Orders Rimini Street to Comply with Permanent Injunction Prohibiting Further Infringement https://t.co/F9QuBsJ2cl 2018-11-08 Copyright claim failed for lack of assignment to plaintiff Milano Pizza Ltd. v. 6034799 Canada Inc., 2018… [read post]
9 Nov 2018, 11:34 am by MOTP
Eight months after the arbitration proceedings commenced, appellants filed a motion with the panel to dismiss AMX’s claims for failure to comply with the certificate of merit requirement. [read post]
9 Nov 2018, 3:15 am by Barry Sookman
Computer and Internet Updates for 2018-11-07 https://t.co/bE2W5ZY30r 2018-11-08 Computer and Internet Updates for 2018-11-07 https://t.co/ouSPnFHylp 2018-11-08 Oracle Corporation: Court Orders Rimini Street to Comply with Permanent Injunction Prohibiting Further Infringement https://t.co/F9QuBsJ2cl 2018-11-08 Copyright claim failed for lack of assignment to plaintiff Milano Pizza Ltd. v. 6034799 Canada Inc., 2018 FC 1112 https://t.co/hWzS7uLJWj 2018-11-08 Hyperbole Alert! [read post]
8 Nov 2018, 10:57 am by Rebecca Tushnet
Nov. 5, 2018)Eric Goldman will probably appreciate the court’s takeaway here: “Plaintiff and Defendants are not only business competitors, but also stepchildren, in a way, fighting about the original business of a common corporate ancestor, JWI, Inc. [read post]
Amalgamated alleges that it entered into a written agreement with a company (D&S Ingredient Transfer Company, Inc., or “D&S”) to process and deliver Amalgamated’s sugar products to customers. [read post]
6 Nov 2018, 10:56 am by Cynthia Marcotte Stamer
Stamer has continuously worked with these and other management clients to design, implement, document, administer and defend hiring, performance management, compensation, promotion, demotion, discipline, reduction in force and other workforce, employee benefit, insurance and risk management, health and safety, and other programs, products and solutions, and practices; establish and administer compliance and risk management policies; comply with requirements, investigate and respond to… [read post]