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21 Sep 2020, 7:35 am
Rodemer, who was registered with the brokerage and investment banking firm Stifel as a general securities representative from November 2011 until his termination by the firm on January 21, 2020, is alleged to have misappropriated $451,889 of his long-time client’s funds from March 2012 through 2019, including $136,098 after May 2015. [read post]
21 Sep 2020, 7:27 am
BANKING SB 1682: Prohibits any municipality or other political subdivision of this state from adopting, enforcing, or disrupting a business licensed by the Department of Consumer Credit. [read post]
21 Sep 2020, 5:52 am
Is the business operationally ready for likely increases in customer contact over the coming months? [read post]
18 Sep 2020, 1:52 pm
Tracey notes that historically early voting has been a way “to bank your base. [read post]
18 Sep 2020, 1:36 pm
Updated frequently and with a customized email alert system, this database is a good source for users to stay current of the recent development of EU law.Please access EU Law Live from the Law Library's Database List. [read post]
17 Sep 2020, 9:05 pm
On one side, academics contend that bank charters should be granted sparingly to protect the public. [read post]
17 Sep 2020, 8:55 pm
What they should expect to hear from their bank or lender in the coming months. [read post]
17 Sep 2020, 1:21 am
The other changes concern correspondent banking, reporting of discrepancies in beneficial ownership information, customer due diligence on publicly listed companies, the use of confidential information, registration deadlines for some firms and directions to crypto-asset businesses. [read post]
16 Sep 2020, 10:36 am
Sources: 90-year-old crashes into Florida bank, injures 3 customers, troopers say The post Sedan Driven by 90-Year-Old Crashes Through Bradenton Bank first appeared on Orlando Auto Accident Lawyers. [read post]
15 Sep 2020, 1:11 pm
Six additional customer disputes from 9/6/2019 through 2/26/2020 allege that Pitsironis borrowed money from these clients and had either partially repaid them or never repaid them. [read post]
15 Sep 2020, 12:50 pm
It also extends Customer Identification Program and beneficial owner requirements to these banks. [read post]
15 Sep 2020, 7:38 am
In FG20/3 the FCA sets out its expectation that firms should carefully consider the impact of a planned closure of a branch or ATM, or conversion of a free-to-use ATM to pay-to-use, on their customers’ everyday banking and cash needs, and other relevant branch services. [read post]
14 Sep 2020, 5:24 pm
Not that criticism was unwarranted; Milton Friedman was notable for an ambiguity that might be exploited by the unscrupulous--and yet there is both truth (and in the sense just suggested substantial irony in his key point respecting the social responsibility of business leaders, "That responsibility is to conduct the business in accordance with their desires, which generally will be to make as much money as possible while conforming to the basic rules of the society, both those embodied in … [read post]
14 Sep 2020, 1:04 pm
The prescribed rate of interest applies to all debts unless a different rate is set by law, by trade custom or by agreement between the parties. [read post]
14 Sep 2020, 9:51 am
CFPB examiners found: One or more bank or nonbank mortgage lenders violated the ECOA/Regulation B prohibition against using advertising that discourages prospective applicants on a prohibited basis. [read post]
14 Sep 2020, 6:27 am
The complaint alleges that Appelbaum recommended unsuitable investments in what are referred to as CDs issued by several banks. [read post]
14 Sep 2020, 6:27 am
FINRA found that Roumayeh and a firm customer purchased a franchise involved in the professional video gaming industry. [read post]
14 Sep 2020, 5:00 am
With a commitment to developing talent from the Delaware Valley, the Union have signed nine local players from their academy to a first team contract.The Union play at Subaru Park in Chester, PA on the banks of the Delaware River. [read post]
14 Sep 2020, 2:00 am
In 2017, the United Kingdom’s Financial Conduct Authority (FCA) fined Germany’s Deutsche Bank £163 million for exposing the United Kingdom’s financial system to potential financial crimes when it failed to properly oversee the establishment of new customer relationships. [read post]
14 Sep 2020, 1:22 am
On 10 September 2020, the European Banking Authority (EBA) published its response to the European Commission’s (EC’s) call for advice on the future of the EU anti-money laundering (AML) and counter-terrorist financing (CTF) framework. [read post]
