Search for: "Frank Banks"
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18 May 2010, 2:03 pm
Bank of America, Brian Moynihan (Notre Dame)Kroger, David Dillon (SMU)Home Depot, Frank Blake (Columbia)State Farm, Edward Rust, Jr. [read post]
6 Dec 2013, 8:30 am
This new accessibility to the enforcement agency mirrors the ease with which employees can provide tips regarding wrongdoing and apply for bounty awards to the SEC or Commodity Futures Trading Commission under the Dodd-Frank Act, which can also be done on-line. [read post]
6 May 2013, 12:51 pm
Peer-to-peer lending websites, such as Prosper.com or Kiva.org, facilitate lending transactions between individuals online without the involvement of a traditional bank or microfinance institution. [read post]
3 Jan 2018, 1:08 pm
The Dodd-Frank Act directed the CFPB to expand the collection of this data, prompting the Bureau to issue a rule in 2015 that required financial institutions to collect and report additional mortgage information beginning in 2018. [read post]
20 Nov 2009, 5:34 am
CBC Members have been meeting with Administration officials to discuss their concerns, and Financial Services Chairman Barney Frank (D-MA) expects his committee to vote on H.R. 3996 on December 1.In related news, the Financial Services Committee voted to add a Federal Reserve auditing provision to H.R. 3996 on November 19, despite strong opposition from the Fed. [read post]
24 May 2011, 7:30 am
In this case, 11 bank accounts around the world were seized. [read post]
10 Dec 2010, 8:31 am
Goldman Sachs and State Street Bank settled for $550 million and $314 million for misrepresentations to financial services customers. [read post]
12 Apr 2013, 5:00 am
Hedge Fund Survey Shows Misconduct Believed to be Widespread by Bruce Carton in Compliance Week A recent survey of hedge fund professionals indicates that misconduct is widespread in the industry, and that a very large percentage of professionals in the industry are prepared to report wrongdoing under a program such as the SEC’s new whistleblower program under Dodd-Frank. [read post]
9 Jul 2008, 5:43 am
The arm was retrieved by Frank Lippy, an ER doctor affiliated with Kaiser Permanente who was at the beach at the time. [read post]
28 Jan 2021, 5:56 am
Gensler’s nomination would please liberal Democrats who cheered the former regulator’s tough approach to rule-making during the Obama administration, when he spearheaded the overhaul of derivatives markets mandated by the 2010 Dodd-Frank Act and oversaw enforcement actions against investment banks accused of manipulating benchmark interest rates. [read post]
20 Apr 2009, 8:11 am
A binding independent chair proposal filed by the Service Employees International Union likely will do well at Bank of America's annual meeting on April 29. [read post]
10 Apr 2012, 7:19 am
Various concepts noted by the CFPB already exist under current law and/or in the mortgage provisions of the Dodd-Frank Act. [read post]
6 Jan 2012, 6:24 pm
Chairman Bachus noted that, by launching its non-bank regulatory program, the CFPB apparently views the appointment as sufficient to activate rulemaking and other authorities pursuant to Section 1066 of Dodd-Frank, even though that provision on its face conditions the exercise of these authorities on Senate confirmation of a Director.In order to assist the Committee in reviewing this matter, Chairman Bachus asked for a response to three questions by January 20, 2012. [read post]
23 May 2015, 5:41 pm
The Financial Transparency Act is based on a proposal that received unanimous House approval from Republicans and Democrats during the consideration of the Dodd-Frank financial reform Law but was defeated by the Senate. [read post]
2 Apr 2012, 12:57 am
Stanford International Bank Ltd (acting by its joint liquidators) v Director of the Serious Fraud Office, heard 23 – 25 January 2012. [read post]
16 Nov 2012, 5:00 am
Swaps brokers claimed that the Commodity Futures Trading Commission’s (CFTC) new international swaps rules, implemented under the Dodd-Frank Act, are harming American businesses.The Treasury Department announced an initiative to review and streamline anti-money laundering regulations.Federal Communications Commission (FCC) Chair Julius Genachowski circulated a draft proposal that would eliminate the agency’s cross-ownership ban that prevents companies from owning multiple… [read post]
22 Jun 2010, 6:02 am
Banks] analysis, and even assuming the truth of all of Dr. [read post]
19 Apr 2021, 3:05 pm
One of those actions represented the CFPB’s first ever redlining complaint against a non-bank mortgage lender and the other action involved allegations of inaccurate HMDA data reporting. [read post]
16 Jul 2012, 4:49 am
Sleeper Alert: CFTC's New Rule Might Force You to Get Special Board Approval for Interest-Rate Swaps As Nate Endrud blogged last week, the CFTC has approved its final rule on the so-called "end-user exception" to Dodd-Frank's mandatory clearing requirement applicable to swaps required to be cleared (roughly, standardized swaps). [read post]
13 Mar 2012, 2:00 am
She has over 30 years experience in representing banks and other financial institutions. [read post]
