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31 Jul 2016, 7:21 am
In more recent times there has been a strong divergence between stores of wealth and displays of wealth (e.g. stocks and bonds vs. jewelry). [read post]
4 Feb 2020, 7:04 am
Eric C. [read post]
10 May 2010, 3:00 am
Quoting from the New York Court of Appeals' ruling in Cobble Hill Nursing Home, Inc. v. [read post]
10 Jan 2011, 8:35 am
” The Employee agrees to these terms and has the $200,000 wired from a corporate account in New York to the Agent’s account. [read post]
27 Oct 2019, 1:33 pm
The complaint seeks to recover damages on behalf of the plaintiff class for alleged violations of Sections 10(b) and 20(a) of the Securities Exchange Act of 1934 and Rule 10b-5 thereunder. [read post]
31 Jan 2024, 9:01 pm
District Court for the Southern District of New York granted Macquarie’s motion to dismiss, holding that the plaintiffs had failed to plead an actionable misstatement or omission, a violation of Item 303, and scienter. [read post]
12 Oct 2009, 6:01 am
The social issues season also was notable for setting a new record for negotiated withdrawals of resolutions, while the Securities and Exchange Commission staff allowed companies to omit fewer proposals this year. [read post]
3 Nov 2022, 11:00 pm
A novation occurs under Brazilian law when; (i) a debtor assumes a new debt with the original creditor to settle and replace an existing debt; (ii) a new debtor assumes the obligation of the o [read post]
10 Jun 2011, 1:32 pm
The lead plaintiff seeks to represent a class of investors who purchased shares of the firm’s stock at inflated prices starting in 2000 and ending in 2003, when the market timing agreements were publicly revealed and the stock’s price dropped significantly. [read post]
23 Oct 2017, 4:22 pm
For example, the Securities and Exchange Commission and the New York Department of Financial Services have both announced their intentions to hold directors and officers to a responsible standard when it comes to preventing and responding to cybersecurity incidents. [read post]
23 Oct 2017, 4:22 pm
For example, the Securities and Exchange Commission and the New York Department of Financial Services have both announced their intentions to hold directors and officers to a responsible standard when it comes to preventing and responding to cybersecurity incidents. [read post]
13 Jan 2016, 5:05 pm
The government response was the enactment of the Securities and Exchange Act of 1934, which created the Securities and Exchange Commission (SEC) and made financial reporting obligatory for public corporations. [read post]
16 Feb 2022, 5:01 am
., a pure-play quantum computing company that is listed on the New York Stock Exchange through the controversial but increasingly common practice of using a SPAC (special purpose acquisition company). [read post]
31 May 2021, 11:24 am
” According to the subsequent securities lawsuit complaint, Virgin Galactic’s stock price fell over nine percent on the news of the reporting delay and restatement. [read post]
23 Apr 2010, 6:48 am
As the New York Times reports, with no apparent irony, states strapped for cash because their reduced revenues are falling short of their increased funding promises I would tax the nude in my bed. [read post]
29 Sep 2021, 12:39 pm
The opposite has occurred however, although to be clear, much of the increase in US shareholder actions against non-US companies is now targeting ADR’s – foreign companies trading on the New York Stock Exchange or Nasdaq. [read post]
10 Jan 2008, 12:47 am
“It’s a race to get to a lawyer in order not to get knocked out of the game,” said Sy Kim, an attorney with Sheppard Mullin Richter & Hampton in New York whose clients have included Glovit Inc., a Korean theme-park developer. [read post]
14 Apr 2015, 4:50 pm
Securities and Exchange Commission (SEC) in March 2015 regarding Fenway’s treatment of fees and expenses incurred by its sponsored funds’ portfolio companies. [read post]
16 Apr 2009, 1:44 pm
He has implanted spyware in emails to track critics of Byrne.Judd Bagley once ran a an anonymous blog called antisocialmedia.net with Patrick Byrne's full knowledge and support (despite Byrne's public denials) until New York Post reporter Roddy Boyd exposed the charade. [read post]
14 Nov 2011, 9:06 am
And, of course, stock market gains make the disparity much worse. [read post]
