Search for: "New York Stock Exchange"
Results 3261 - 3280
of 3,454
Sort by Relevance
|
Sort by Date
25 May 2007, 4:02 pm
The smallest and most thinly traded stocks cannot meet the listing requirements of the NASDAQ Stock Market or a national exchange, such as the New York Stock Exchange. [read post]
25 May 2007, 8:58 am
The Securities and Exchange Commission heard industry panelists raise concerns about the costs of, and suggest potential alternatives to, a proposed New York Stock Exchange rule to bar brokers from voting uninstructed shares in uncontested director elections. [read post]
25 May 2007, 3:30 am
After four months of bidding, CEVA Group PLC -- a UK public limited company owned by affiliates of New York City-based Apollo Management LP -- has emerged as the winner for Houston-based logistics company EGL, Inc. over the management led-private equity bid championed by EGL chairman and CEO, Jim Crane (prior posts here). [read post]
24 May 2007, 2:03 pm
Read more here (from the New York Times). [read post]
22 May 2007, 3:23 pm
Read more here (from the New York Times). [read post]
22 May 2007, 2:29 pm
The following bankruptcy business-related scholarly papers, arranged by SSRN abstract ID number, can be downloaded from the Social Science Research Network website:*** Univ. of Chicago Law School's Douglas G. [read post]
22 May 2007, 9:22 am
A close director vote at CVS/Caremark is fueling investor demands for the Securities and Exchange Commission to approve a New York Stock Exchange rule change to bar brokers from casting uninstructed investor votes in board elections. [read post]
22 May 2007, 1:00 am
Judge Dismisses Shareholders' Suit Over Backdating at Bed Bath & Beyond
New York Law Journal
A New York state judge has thrown out a shareholder derivative lawsuit over stock option backdating at Bed Bath & Beyond because the plaintiffs failed to show that demanding action from the company's board of directors would have been futile. [read post]
22 May 2007, 1:00 am
Judge Dismisses Shareholders' Suit Over Backdating at Bed Bath & Beyond
New York Law Journal
A New York state judge has thrown out a shareholder derivative lawsuit over stock option backdating at Bed Bath & Beyond because the plaintiffs failed to show that demanding action from the company's board of directors would have been futile. [read post]
21 May 2007, 10:18 pm
The New York Stock Exchange Regulation Inc. announced that RBC Dain Rauscher Inc. consented to be fined $90,000 for failures related to its anti-money laundering compliance program. [read post]
21 May 2007, 1:08 pm
The two forums for arbitration of security disputes are the National Association of Securities Dealers and the New York Stock Exchange. [read post]
21 May 2007, 11:54 am
Futures, a futures merchant on the Board of Trade of the City of New York. [read post]
21 May 2007, 11:42 am
"Mike Stepp is innocent,'' said his lawyer, Gandolfo DiBlasi, of New York-based Sullivan & Cromwell. [read post]
18 May 2007, 7:02 pm
There is no survivor component to this form of annuity.MajauskasAn early but significant New York case regarding Equitable Distribution. [read post]
18 May 2007, 9:23 am
In addition, new resolutions seeking reforms in stock option practices and how companies calculate supplemental retirement benefits have fared well so far. [read post]
17 May 2007, 9:50 am
Board of Trade of the City of New York, No. 06-1265, raising the question whether commodities futures commission merchants have standing to sue a commodities board under a statute that allows such suits by "a person who engaged in any transaction" on a regulated futures market. [read post]
17 May 2007, 5:15 am
As a result, we are pleased to have an opportunity to review a recent paper, “ Has New York become less competitive in global markets? [read post]
11 May 2007, 11:24 am
Welcome to Nasdaq’s make-believe version of the New York Stock Exchange ceremony known as “ringing the opening bell” which is aired live on CNBC, followed by a similar closing-bell ceremony each afternoon. [read post]
11 May 2007, 12:52 am
Former Comverse GC Sentenced to One Year
New York Law Journal
William Sorin, Comverse Technology's former general counsel, was sentenced Thursday to one year and one day in prison for his role in a stock options backdating scheme. [read post]
10 May 2007, 11:24 am
A LOSS FOR ELLIOT SPITZER: One of the cases that former New York Attorney General Eliot Spitzer might have expected to be a slam dunk was his six charges against former New York Stock Exchange Chairman Richard Grasso. . . . [read post]
