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25 Jan 2021, 8:32 am by Jason Gordon and Toam Rubinstein
According to the consent order, Cartisim Corp. and Simon Ebrani; Just In Time Tickets, Inc. and Evan Kohanian; and Concert Specials, Inc. and Steven Ebrani, each purchased tens of thousands of tickets for performances and events and used hundreds of fictitious Ticketmaster accounts, credit cards, and IP addresses to avoid security measures and control systems implemented on the Ticketmaster websites. [read post]
25 Jan 2021, 8:32 am by Jason Gordon and Toam Rubinstein
According to the consent order, Cartisim Corp. and Simon Ebrani; Just In Time Tickets, Inc. and Evan Kohanian; and Concert Specials, Inc. and Steven Ebrani, each purchased tens of thousands of tickets for performances and events and used hundreds of fictitious Ticketmaster accounts, credit cards, and IP addresses to avoid security measures and control systems implemented on the Ticketmaster websites. [read post]
24 Jan 2021, 4:38 pm by INFORRM
Canada In the case of Subway Franchise Systems of Canada, Inc. v. [read post]
22 Jan 2021, 1:07 pm by Silver Law Group
Ward Financial (CRD#:145135) of Ronkonkoma, NY, and Securities America, Inc. [read post]
22 Jan 2021, 1:00 pm by Silver Law Group
Publicly-available forms filed with the SEC list the following firms as receiving sales compensation for selling The Parking REIT: Accelerated Capital Group; Centaurus Financial, Inc.; Coastal Equities, Inc.; Crown Capital Securities, L.P.; Forest Securities, Inc.; Great Point Capital LLC; NI Advisors; Sandlapper Securities, LLC; Whitehall-Parker Securities, Inc. [read post]
22 Jan 2021, 12:05 pm by Silver Law Group
David Bibo (David Omori Bibo CRD#: 2602436) is a registered broker currently employed with WESTERN INTERNATIONAL SECURITIES, INC. [read post]
22 Jan 2021, 11:28 am by Silver Law Group
His previous employers included Lincoln Financial Securities Corporation (CRD#:3870), also of Worchester, MA, New England Securities (CRD#:615) of New York, NY, and Morgan Stanley DW Inc. [read post]
22 Jan 2021, 11:20 am by Silver Law Group
ViewTrade Securities, Inc. was the sole book-running manager for the offering. [read post]
22 Jan 2021, 10:53 am
BREAKING NEWS: US Dominion, Inc. et al., Plaintiffs v. [read post]
22 Jan 2021, 5:54 am
Salinger, DLA Piper, on Saturday, January 16, 2021 Tags: Climate change, Corporate Social Responsibility, Environmental disclosure, ESG, Institutional Investors, Shareholder proposals, Stakeholders, Sustainability A Look at This Year’s Voting Trends Following the US N-PX Disclosures Posted by Matthew Scott, Proxy Insight, on Sunday, January 17, 2021 Tags: Engagement, ESG, Executive Compensation, Institutional… [read post]
21 Jan 2021, 3:36 pm by Geoff Schweller
” At the time, Lee also stated that “[s]ince its inception, the Commission’s whistleblower program has enabled us to identify and pursue fraudulent conduct, ongoing regulatory violations, and other wrongdoing that would otherwise have gone undetected. [read post]
21 Jan 2021, 1:28 pm by Kevin LaCroix
In the latest sign that coronavirus-related securities class action lawsuit filings will continue into the New Year, on January 20, 2021, a plaintiff shareholder filed a COVID-19-related securities suit against the Chinese Internet social media company Lizhi, Inc. [read post]