Search for: "Securities Investor Protection Corporation"
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9 Jan 2012, 7:43 am
Noting current uncertainties in connection with European sovereign debt exposures, and the lack of transparent, comparable information, the SEC Division of Corporation Finance issued guidance out of concern about the adequacy of financial statement disclosures for investors. [read post]
9 Jan 2012, 3:00 am
Romney, a wealthy former private-equity investor and son of a Michigan governor. [read post]
6 Jan 2012, 9:37 am
Comprehensive economic reform would threaten the institutions they feel sworn to protect. [read post]
6 Jan 2012, 4:02 am
That's the convenient headline number often cited in media reports and by some investors. [read post]
4 Jan 2012, 4:31 pm
In a securities case, this means that you can only sue on behalf of investors that reside in a particular jurisdiction. [read post]
4 Jan 2012, 12:33 am
But in recent years, there has been a shift in the mix of corporate and securities litigation filings. [read post]
31 Dec 2011, 8:21 am
Forming such a corporate structure created the potential outcome that, rather than receiving a fancy certificate and a few six packs, pledgors would receive actual shares. [read post]
30 Dec 2011, 7:27 am
Becker "provided comments on a proposed amendment to [the Securities Investor Protection Act of 1970] that would have severely curtailed the Trustee's power to bring clawback suits against individuals like him in the Madoff Liquidation. [read post]
29 Dec 2011, 11:43 am
, Twitter, Facebook, AOL, LinkedIn, Mozilla Corporation, eBay, and Wikimedia Foundation. [read post]
28 Dec 2011, 2:30 pm
“Those developments, combined with the outstanding track record the IRS for protecting the identity of whistleblowers, will encourage more high-level executives to come forward with information about substantial tax law violations. [read post]
28 Dec 2011, 10:47 am
HL Chronicle of Data Protection, providing privacy & information security news & trends. [read post]
23 Dec 2011, 5:08 am
Protecting Hollywood Films in China Makes Sense For China China's Sino-Foreign Film Co-Productions. [read post]
22 Dec 2011, 9:29 am
The corporate lobby was not happy. [read post]
21 Dec 2011, 8:02 pm
It's an institution that will barely lift a finger for brutalized protesters or citizens routinely humiliated and detained due to security theater. [read post]
21 Dec 2011, 8:01 pm
It’s an institution that will barely lift a finger for brutalized protesters or citizens routinely humiliated and detained due to security theater. [read post]
21 Dec 2011, 9:11 am
Big pharma gets extended patent protection that drives up everyone’s drug prices. [read post]
20 Dec 2011, 2:41 pm
Investors who have purchased ELNY annuity payment rights may not be eligible to receive contributions from state guaranty funds which historically protect "consumers". [read post]
20 Dec 2011, 10:25 am
Securities and Exchange Commission. [read post]
19 Dec 2011, 12:33 pm
The Ontario Securities Commission's year-old investor advisory panel (which recently tabled an outstanding annual report) and the recent OSC strategic plan consultations (coupled with the reinstatement of the OSC "dialogue" process after a multi-year hiatus) are laudable initiatives. [read post]
16 Dec 2011, 10:45 am
The SEC also charged AGTI, its CEO, a business partner and stock promoters for their roles in the scheme that resulted in unknowing investors purchasing fraudulently issued AGTI shares without the protections afforded by the securities laws. [read post]
