Search for: "Security Financial Fund LLC"
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5 Jan 2011, 11:26 am
However, the North American Securities Administrators Association (NASAA), which represents the securities commissioners of the 50 states, has stated that an SRO is neither necessary nor a good idea as the state securities commissioners and the SEC can collectively regulate the investment adviser industry in a more efficient manner than an SRO. [read post]
28 Nov 2016, 4:11 pm
Court of Appeals’ November 18, 2016 decision in Excalibur Ventures LLC v. [read post]
14 Jul 2021, 4:09 am
The IAPD report also indicates that the matter involves a “pooled fund investing in loans”. [read post]
14 Jul 2021, 4:09 am
The IAPD report also indicates that the matter involves a “pooled fund investing in loans”. [read post]
14 Jul 2021, 4:09 am
The IAPD report also indicates that the matter involves a “pooled fund investing in loans”. [read post]
6 Feb 2024, 1:36 pm
Dodd also represents investors, including venture capital funds and other private investors, with their investments in their portfolio companies. [read post]
2 Jun 2016, 5:23 am
Sen, CPAAdministrative Proceeding File No.: 3-17186Date Filed: March 30, 2016Date of Qualifying Order/Judgment: March 30, 2016 4/29/2016 7/28/2016 2016-63 In the Matter of Royal Alliance Associates, Inc., SagePoint Financial, Inc. and FSC Securities CorporationAdministrative Proceeding File No.: 3-17169Date Filed: March 14, 2016Date of Qualifying Order/Judgment: March 14, 2016 4/29/2016 7/28/2016 2016-62 SEC v. [read post]
10 Mar 2018, 12:00 am
Medina, an estate planning and elder law attorney and Certified Financial Planner™. [read post]
3 Apr 2019, 10:00 am
Click below to listen to the full episode… https://www.makeitlastradio.com/ep-99/ Click below to read the full transcription… Announcer: Welcome to “Make It Last,” helping you keep your legal ducks in a row and your nest egg secure, with your host, Victor Medina, an estate planning and elder law attorney and certified financial planner. [read post]
21 May 2022, 11:11 am
”Recoverable grant useful – may be used to find charitable activities where revenue generation and ability to repay are less certain than anticipated for loans; may help grantee’s financial statements and credit rating; less pressure for grantee to repay; may be more familiar to grantor and grantee (e.g., with respect to compliance)Program related investments (PRIs) are defined in IRC 4944(c) – include loans, equityLoan useful – may build borrower’s… [read post]
13 Feb 2014, 5:02 am
And even if you are married, all assets don’t automatically go to your spouse—much of it depends on state laws, says Josh Fatoullah, founder and C.E.O. of JR Wealth Advisors LLC. [read post]
29 Jun 2011, 7:32 am
Postal Inspection Service and Florida's Office of Financial Regulation. [read post]
29 Jun 2011, 7:32 am
Postal Inspection Service and Florida's Office of Financial Regulation. [read post]
6 May 2020, 2:00 am
In my own companies, I have implemented a policy to address financial security and am providing a benefit to my employees who are ill from the virus—something I urge other corporations to consider. [read post]
29 Apr 2012, 7:31 pm
In re Delphi Financial Group Shareholder Litigation, Cons. [read post]
9 Apr 2022, 3:01 am
DC Civil Suit over Misuse of 2017 Inauguration Funds In a non-criminal suit, the DC Attorney General is suing several Trump-affiliated entities for misusing inauguration funds to enrich Trump’s family business. [read post]
10 May 2021, 12:25 pm
Defense Security Cooperation Agreement Agency (DSCA). [read post]
10 May 2021, 12:25 pm
Defense Security Cooperation Agreement Agency (DSCA). [read post]
7 Jan 2011, 6:13 am
Madoff Investment Securities LLC. [read post]
5 Mar 2012, 2:08 am
The company's direct and indirect costs of raising new funds could be so onerous that the company and its current shareholders could be left in even worse financial straits. [read post]
