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15 Dec 2011, 8:17 am
M&A transactions are different from equity “financing” transactions, in which a company raises money by selling new shares of its equity securities to investors (as opposed to existing stockholders selling their shares to the Buyer in an M&A transaction), even though equity financing transactions also involve the sale of stock in the company and can sometimes result in a change in control of the company.THE M&A SALE PROCESS. [read post]
15 Dec 2011, 6:25 am
The current Court majority has used its power to protect companies from big litigation. [read post]
15 Dec 2011, 12:22 am
Robert, Paul and Catherine’s guest post follows: Key developments in both the litigation and regulatory context are compelling multinational corporations to reassess their global securities litigation and regulatory compliance strategies. [read post]
14 Dec 2011, 4:47 pm
Grimm, these internal compliance programs are important as they protect shareholders and investors and save time and money by stopping a problem before it causes excessive damage. [read post]
14 Dec 2011, 6:01 am
See Easterbrook & Fischel, Mandatory Disclosure for the Protection of Investors, 70 Virginia Law Review 669 (1984). [read post]
14 Dec 2011, 2:00 am
Progressive politicians called for a regulatory agency to protect small investors. [read post]
12 Dec 2011, 5:45 pm
In a likely unprecedented move, the Securities and Exchange Commission ("SEC") filed a lawsuit against the Securities Investor Protection Corporation ("SIPC") as the culmination of a six-month effort to force SIPC to compensate victims of R. [read post]
12 Dec 2011, 9:17 am
Can self-regulation protect privacy? [read post]
10 Dec 2011, 2:30 pm
Rick Bortnick Increased corporate reliance on computer networks and electronic data has brought a corresponding increase in risks associated with breaches of their security. [read post]
10 Dec 2011, 10:57 am
In order to promote transparency and investor protection, the SEC Division of Corporation Finance will limit its traditional policy with respect to the confidential non-public submission of initial registration statements by foreign private issuers. [read post]
9 Dec 2011, 7:00 am
Due to growing hacking and security issues at computer networks.Labor and employment. [read post]
8 Dec 2011, 12:10 pm
Who has ultimate responsibility for protecting investor interests and determining the appropriate regulatory enforcement regime? [read post]
8 Dec 2011, 6:06 am
Unless the government consistently uses the existing criminal and civil remedies at its disposal to punish corporate and individual wrongdoers, this bounty provision may enrich the whistleblowers and their counsel but will do little to protect investors, employees or consumers in the long run. [read post]
8 Dec 2011, 3:00 am
(S.D.N.Y. 2011), was a securities class action brought on behalf of investors who bought shares of China Expert Technology, Inc in 2006 and 2007. [read post]
7 Dec 2011, 2:01 pm
The Securities Investor Protection Corporation (SIPC) can offer up to $500,000 in coverage to accounts with member firms. [read post]
6 Dec 2011, 6:00 pm
Who has ultimate responsibility for protecting investor interests and determining the appropriate regulatory enforcement regime? [read post]
6 Dec 2011, 12:56 pm
" Others hold signs calling for an end to "mortgage-backed securities" and "self-settled asset protection trusts. [read post]
5 Dec 2011, 10:29 am
However, even if private equity investment is thoroughly covered in the SIFL, we speculate that the provisions will be focused on investor protections, rather than on clarifying the investment capabilities of various investor groups. [read post]
5 Dec 2011, 5:11 am
Attorneys must be vigilant to prevent disclosure of information protected by Model Rule 1.6(a), and to use reasonable care to safeguard against waiver of the attorney-client privilege. [read post]
3 Dec 2011, 1:52 pm
The validity of this argument vis-à-vis corporate insiders is sharply contested. [read post]
