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7 Jan 2020, 9:19 am
The unapproved investments are often illegitimate business ventures, or even in Booth’s case, components of a Ponzi scheme. [read post]
7 Jan 2020, 9:09 am
Roger Owens (CRD# 2359204), a broker previously employed by Cetera Advisors LLC in Elkton, Maryland, has been suspended by the Financial Industry Regulatory Authority (FINRA) from acting as a broker. [read post]
7 Jan 2020, 6:59 am
Before that, in 2009, LPL Financial permitted Carver to resign over allegations that Carver failed to disclose involvement in an outside business activity. [read post]
6 Jan 2020, 11:38 am
A consumer’s right to request that a business deletes personal information collected about them. [read post]
6 Jan 2020, 11:38 am
A consumer’s right to request that a business deletes personal information collected about them. [read post]
6 Jan 2020, 7:47 am
Enigma Software Group USA, LLC v. [read post]
6 Jan 2020, 4:21 am
As is my custom, I devote a post on this blog to each new episode of my Business Divorce Roundtable podcast. [read post]
3 Jan 2020, 2:15 pm
Outside Business Activities Under other business activities on Thomas’ BrokerCheck report, it is disclosed that he worked in sales for “various insurance companies” and was president of Dexter Thomas Financial Services, LLC. [read post]
3 Jan 2020, 1:27 pm
On April 16, Universal and MTA were notified by email that MSEI had ʺawarded the business to MTA for the THS line two project.ʺ J. [read post]
2 Jan 2020, 9:00 am
VW Contributor: Ryan Coufal © 2019 Vandenack Weaver LLC For more information, Contact Us [read post]
1 Jan 2020, 9:01 pm
Business owners have 15 days to respond to FDA warning letters. [read post]
1 Jan 2020, 10:35 am
(“West Georgia”) is making to settle Department of Health & Human Services Office for Civil Rights (“OCR”) charges it recurrently violated the Health Insurance Portability and Accountability Act (“HIPAA”) Security Rule and other 2019 HIPAA enforcement sends a clear warning to other HIPAA-covered health plans, health care providers, health care clearighouses and their business associates (“covered entities”) to maintain and be… [read post]
TCPA Class Action Defense: Appellate Court Rules Single Text Message Insufficient to Create Standing
1 Jan 2020, 8:53 am
Vertical Fitness Group, LLC, which found that unsolicited calls or texts, “by their nature, invade the privacy and disturb the solitude of their recipients. [read post]
31 Dec 2019, 1:33 pm
Creditors Relief LLC v. [read post]
31 Dec 2019, 4:40 am
Wall Street LLC. [read post]
30 Dec 2019, 4:51 pm
That rule had come under fierce opposition by pro-business groups, prompting the OMB, per its authority under the Paperwork Reduction Act, to stay the rule as one of the first regulatory reversals under the Trump administration. [read post]
30 Dec 2019, 4:51 pm
That rule had come under fierce opposition by pro-business groups, prompting the OMB, per its authority under the Paperwork Reduction Act, to stay the rule as one of the first regulatory reversals under the Trump administration. [read post]
30 Dec 2019, 3:00 pm
Daily Business Review, (Special Supplement). [read post]
28 Dec 2019, 3:33 pm
No federal jurisdiction of Unruh Act claims Rutherford v. [read post]
27 Dec 2019, 12:29 pm
Githler sued the Grandes after he was terminated as managing member of Spot Link, following the company’s conversion from an S corporation into an LLC. [read post]
