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11 Mar 2022, 9:06 am
On 10 March 2022, the European Commission adopted a Delegated Regulation supplementing the Markets in Financial Instruments Regulation (MiFIR) by specifying fees relating to the supervision by the European Securities and Markets Authority (ESMA) of data reporting service providers (DRSPs). [read post]
10 Jan 2024, 1:38 pm
At Bryant Legal Group, we frequently work alongside financial advisors, financial planners, accountants, and other wealth management professionals to provide first-class service to our mutual clients. [read post]
21 Apr 2015, 7:22 pm
A growth in account penetration of 13 percentage points in developing economies and innovations in technology—particularly mobile money, which is helping to rapidly expand access to financial services in Sub-Saharan Africa. [read post]
17 Jan 2020, 11:14 am
The hefty fine was paid to several federal and state agencies, including DOJ, the Federal Reserve, Treasury’s Office of Foreign Assets Control, and the New York Department of Financial Services. [read post]
19 Mar 2010, 12:16 pm
The FTC has recently settled several cases relevant to consumer protection and financial stability. [read post]
31 Jul 2020, 6:57 am
Following the incident, Police referred the incident to Adult Protective Services (“APS”), a division of ADES that investigates vulnerable adult abuse, neglect and financial exploitation. [read post]
26 Jan 2019, 5:49 am
Extract from an article by Daniel Gold E-discovery managed services provide law firms with a competitive and financial advantage—from reducing capital expenditures, removing the need to upgrade software, purchase licenses or add human resources to operate and support software to providing a fixed monthly fee for better budgeting. [read post]
21 Nov 2019, 8:00 am
Countrywide Pre-Paid Legal Services offers the expert assistance people need. [read post]
12 Jul 2018, 11:53 am
The UK would seek a new economic and regulatory arrangement for financial services [chapter 1, para 49]. [read post]
1 May 2019, 12:07 pm
This program will also discuss unique issues and developments in the health care and financial services industry. [read post]
12 Jan 2015, 5:00 pm
Our law firm has filed an overtime lawsuit against Spectrum Financial Services, LLC pursuant to the Federal Labors Standard Act ("FLSA"). [read post]
3 Mar 2022, 8:00 am
Countrywide will provide administration and member services. [read post]
27 Jan 2011, 3:14 pm
A study by Beltratti and Stulz found no evidence that banks with higher scores on the Institutional Shareholder Services’ Corporate Governance Quotient performed better than lower-scoring firms. [read post]
29 Jun 2009, 4:59 am
For example, the Task Force defines MSOs as "independent organizations that provide management and administrative services (e.g., financial and legal services, human resources and payroll/benefits management, grants and contract management, bulk purchasing, risk management, real estate consulting, insurance) to multiple organizations, while allowing those organizations to maintain separate identities, governance structures, and programmatic independence. [read post]
1 Sep 2022, 2:47 am
On 29 August 2022, the Dutch Authority for the Financial Markets (Autoriteit Financiële Markten, the AFM) published for consultation a supplement to the Guideline for investment advice and asset management service providers (Leidraad advies- en vermogensbeheerdienstverlening, the Guideline). [read post]
NJ Woman Sues Arrow Financial Services for Threatening to Take her Furniture, Car, House & Paycheck.
31 Aug 2009, 2:15 am
The Complaint asks that a federal court find that Arrow Financial Services, L.L.C. [read post]
6 Jul 2012, 7:19 am
Access: Examining barriers preventing access to financial products and services, alternative pathways to products and services, and how to make them safe and efficient. [read post]
6 Jul 2012, 7:19 am
Access: Examining barriers preventing access to financial products and services, alternative pathways to products and services, and how to make them safe and efficient. [read post]
19 Jun 2009, 7:27 am
The Secretary’s expected appearance before the House Committee on Financial Services later in the day was postponed, due to an extended series of votes on the House floor.The larger role of the Federal Reserve is shaping up to be the most controversial provision of the plan, as evidenced by the variety of concerns expressed during Geithner’s testimony. [read post]
2 Oct 2024, 9:30 am
Registering as a Virtual Asset Service Provider in Korea Virtual Asset Service Providers are defined broadly in Korea’s Act on Reporting and Using Specified Financial Transaction Information and related acts and regulations as: businesses in Korea providing virtual asset trading services (purchase, sale, exchange, transfer); businesses in Korea providing asset safekeeping, administrative, and storage service services of virtual… [read post]
