Search for: "Frank"
Results 3301 - 3320
of 32,121
Sorted by Relevance
|
Sort by Date
10 Jan 2011, 10:35 am
SEC proposed Rule 9j-1 to prevent fraud and manipulation in the trading and exercise of security-based swaps exceeds the authority granted the Commission under Section 763(g) of the Dodd-Frank Act, said a global hedge fund association, and go beyond Congress’s delegated authority in extending the prohibitions of Rule 10b-5 to ongoing obligations between the execution and extinguishment of a security-based swap contract which do not fall within the statutory definitions of purchase and… [read post]
1 Aug 2010, 11:21 am
Senator Ted Kaufman is concerned that Section 929I of the Dodd-Frank Wall Street Reform and Consumer Protection Act appears to exempt the SEC from any Freedom of Information Act (FOIA) requests for information received by the Commission from registered entities. [read post]
13 Apr 2011, 11:35 am
Section 113 of Dodd-Frank authorizes the Council to designate hedge funds, mutual funds and other firms systemically important enough to pose a threat to financial stability. [read post]
11 May 2014, 4:29 am
This isn’t about Franks, except to Franks. [read post]
24 May 2018, 11:18 am
Although the Act does not make the sweeping changes to the Dodd-Frank Act contemplated by other proposals, it nevertheless provides welcome regulatory relief to both smaller and larger financial institutions. [read post]
21 Feb 2012, 4:18 pm
The collision occured at about 9:15 a.m. at the intersection at Frank Lloyd Wright Boulevard and Thompson Peak Parkway. [read post]
1 May 2025, 6:45 am
A Frank Pommersheim joint is always worth it. [read post]
14 Dec 2016, 4:33 pm
Included in Dodd-Frank was the creation of the Consumer Financial Protection Bureau (CFPB). [read post]
9 Jun 2018, 7:21 am
It is not a major overhaul of Dodd-Frank, nor is it strictly a community bank law, as headlines alternatively suggest. [read post]
8 Oct 2007, 12:49 pm
The Law Blog just heard from Gregg Weiner, a litigator at Fried Frank who attended this morning’s Stoneridge argument. [read post]
21 Jun 2012, 1:22 pm
The Securities and Exchange Commission (SEC) has adopted a final rule (pdf) implementing Section 952 of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 (“Dodd-Frank”), (pdf) which directs national securities exchanges/associations (e.g., NYSE, NASDAQ) to establish listing standards for public company boards of directors and compensation advisers. [read post]
17 Aug 2012, 3:51 pm
On August 17, the CFPB proposed the latest rule in a series of mortgage-related rules mandated by the Dodd-Frank Act. [read post]
3 Feb 2019, 6:46 am
In 2018, the SEC expanded the Dodd-Frank Act further with Section 953(b), requiring companies to disclose the ratio of the total compensation of the chief executive officer to that of the median employee on an annual basis. [read post]
6 Jul 2012, 12:39 pm
House Judiciary passes measure (FACT Act) promoting transparency of asbestos trusts, could preserve assets for honest claimants by curbing n-tuple dippers [Harold Kim/US Chamber, Ted Frank] “$48 million jackpot justice asbestos award for 86-year-old” [Frank] Canadian court: car crash caused chronic cough [Magraken] Push in Connecticut legislature to ease expert testimony threshold, thus enabling more med-mal suits [Zachary Janowski, Raising Hale] Georgia… [read post]
10 Aug 2012, 6:18 pm
In sum, your company may need to take several actions over the next few weeks, like dealing with ISDA's Dodd-Frank Documentation Initiative and related Dodd-Frank Protocol or, in the case of public companies using swaps for hedging purposes, getting necessary board approvals to take advantage of the end user exception to Dodd-Frank's central clearing mandate. [read post]
10 Aug 2012, 6:18 pm
In sum, your company may need to take several actions over the next few weeks, like dealing with ISDA's Dodd-Frank Documentation Initiative and related Dodd-Frank Protocol or, in the case of public companies using swaps for hedging purposes, getting necessary board approvals to take advantage of the end user exception to Dodd-Frank's central clearing mandate. [read post]
10 Aug 2012, 6:18 pm
In sum, your company may need to take several actions over the next few weeks, like dealing with ISDA's Dodd-Frank Documentation Initiative and related Dodd-Frank Protocol or, in the case of public companies using swaps for hedging purposes, getting necessary board approvals to take advantage of the end user exception to Dodd-Frank's central clearing mandate. [read post]
30 Jun 2010, 3:37 pm
(Kenneth Anderson) H/T Instapundit and Frank Warner. [read post]
9 Jun 2021, 6:32 am
Frank is a Law Clerk with McNees. [read post]
22 Aug 2012, 4:00 pm
Only issuers engaged in the commercial development of oil, natural gas or minerals are affected by the new rules adopted under Section 1504 of the Dodd-Frank Act. [read post]
